APAC Asset Management Compliance Specialist

Finance Transformation Specialist (APAC) Business Partnering | Program Implementation | Operation Excellence | Stakeholder Engagement This is a full-time on-site role for a Finance Transformation Specialist (APAC) located in Hong Kong SAR. The role offers exposure across 10+ regions and involves driving innovation, enhancing financial discipline, and...

Client Service Specialist - Jupiter Asset Management Ltd Jupiter is one of the UK's leading investment management companies with around 500 employees and £47.1 billion worth of assets under management (as at 30th June 2025). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs...

A prestigious global asset management firm is seeking a seasoned Compliance Professional to support their APAC team. The ideal candidate has over 6 years of financial services compliance experience and a strong understanding of APAC regulatory frameworks. Responsibilities include developing compliance policies, coordinating training, and managing inquiries....

Ashford Benjamin is supporting a reputable asset manager in compliance hiring for their Hong Kong team. This is an exciting opportunity for Compliance Specialists to gain exposure in the APAC region, covering alternative investment funds. The role is responsible for providing compliance advisory to fund businesses, managing employee compliance matters,...

Responsibilities: Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance...

A financial services firm in Hong Kong is looking for a Compliance Professional with at least 6 years of experience in the field. The role involves developing policies for asset management products and collaborating across teams on compliance issues. Ideal candidates should have a Bachelor's degree in a related field and be fluent in English, Cantonese, and...

A leading asset management firm in Hong Kong is seeking an Assistant Operations Manager / Operations Officer. The role involves trade matching, account management, and compliance with regulatory requirements. Candidates should have a bachelor’s degree and at least two years of relevant experience in asset management operations. Proficiency in both English...

We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialist in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates,...

Responsibilities Develop, implement, and monitorpliance policies and procedures for asset management products across APAC. Collaborate with teams across marketing, AML, conflicts of interest, and regulatory reporting. Managepliance training and coordinate responses to investor, regulatory, and internal inquiries. Conduct risk assessments, monitoring, and...

An asset management firm in Hong Kong is seeking a Compliance Manager or Assistant Compliance Manager to join their team. The role involves developing and maintaining compliance programs, advising on statutory compliance, and conducting risk assessments. Candidates should possess a bachelor’s degree in finance, accounting, or law, with at least three years...