APAC Asset Management Compliance Lead

A prestigious global asset management firm is seeking a seasoned Compliance Professional to support their APAC team. The ideal candidate has over 6 years of financial services compliance experience and a strong understanding of APAC regulatory frameworks. Responsibilities include developing compliance policies, coordinating training, and managing inquiries....

A reputable asset management firm in Hong Kong is looking for a Compliance Specialist to join their team. This role involves providing compliance advisory to fund businesses, managing compliance matters, and ensuring adherence to SFC regulations, particularly type 1, 4, and 9. The successful candidate should have at least 3 years of experience in compliance...

Responsibilities Develop, implement, and monitorpliance policies and procedures for asset management products across APAC. Collaborate with teams across marketing, AML, conflicts of interest, and regulatory reporting. Managepliance training and coordinate responses to investor, regulatory, and internal inquiries. Conduct risk assessments, monitoring, and...

A leading asset management firm in Hong Kong is seeking a Director / VP for Special Situations & Distressed Assets Investment. The successful candidate will assume full leadership of the investment cycle, focusing on distressed corporate debt and opportunistic real estate. Ideal candidates will have strong backgrounds in private equity, a robust network in...

A leading global asset manager is seeking a proactive Compliance Officer to join their Asia-Pacific team in Hong Kong. In this mid-senior level role, you will oversee daily compliance activities, provide advisory support on regional regulations, and ensure compliance in marketing communications. Strong skills in English and Mandarin are essential, alongside...

A leading asset management firm in Sheung Wan, Hong Kong, is seeking a Responsible Officer to oversee regulatory compliance and technology operations. The ideal candidate will have at least 10 years of experience in asset management, with a strong background in IT governance and a proven fundraising track record. Fluency in English and Chinese is required....

Responsibilities: Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance...

Vice President, APAC Marketing Compliance Join to apply for the Vice President, APAC Marketing Compliance role at Ares Management Over the last 20 years, Ares’ success has been driven by our people and our culture. Today, our team is guided by our core values – Collaborative, Responsible, Entrepreneurial, Self-Aware, Trustworthy – and our purpose to be...

Description The Ares Legal & Compliance Department oversees and manages Ares’ global Legal, Regulatory and Compliance functions and programs.Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all...

An asset management firm in Hong Kong is seeking a Compliance Manager or Assistant Compliance Manager to join their team. The role involves developing and maintaining compliance programs, advising on statutory compliance, and conducting risk assessments. Candidates should possess a bachelor’s degree in finance, accounting, or law, with at least three years...