RO & IT Governance Lead – Securities & Asset Management

We offer attractive remuneration package, 5-day work, competitive fringe benefits (wedding leave, body check, group medical insurance, dental insurance etc.) and excellent career development opportunity to the right candidate. Responsibilities Act as the OMO MIC for the asset-management business and reporting to senior management. Formulate and adjust...

Licensed Responsible Officer (RO) for Securities We are seeking a highly qualified Licensed Responsible Officer (RO) with dual Hong Kong Securities and Futures Commission (SFC) Type 1 (Securities Trading) licenses to oversee our securities and equity investment operations. The ideal candidate will possess in-depth knowledge of Hong Kong’s regulatory...

• SFC Type 4&9 Responsible Officer (RO) and Director Add expected salary to your profile for insights Attractive remuneration and performance bonus Competitive fringe benefits (wedding leave, group medical and dental insurance, work-life balance) Clear career progression and senior management exposure Key Responsibilities Serve as OMO MIC and Type 4&9 RO,...

SFC Responsible Officers (RO) (Virtual Asset Management / Trading) RO of SFC Type (1/2/3/4/5/6/7/8/9/10) Responsible Officers (RO) 1.1 Job Highlights Virtual Asset Management / Virtual Currency Trading related experience preferred Current holders of unconditional RO preferred Current Rep with enough experience considered Min 3 years industry experience Full...

Our client is the asset management subsidiary of aChinese 'big four' bank. They are now looking for a self-motivated individual with a proven investment track record to join them and lead their asset management team, reporting to deputy CEO directly. Job Description Manage portfolios to deliver performance and accomplish related duties; Participate in...

SFC Responsible Officer (RO) – Type1,4,9 with virtual asset experience Seazen Resources Capital Group Limited is seeking an experienced and hands‑on Responsible Officer (Type 1, 4, 9) to join our team. In this full‑time role, you will play a crucial part in ensuring the firm’s compliance with regulatory requirements and driving the growth of our...

Our client, a Hong Kong-based security firm, is seeking a RO (SFC 1,4&9) to join their team due to recent expansion. The role will focus on a broad spectrum of markets. The RO will report directly to the board members of the Group, responsible for implementing business strategies and managing investment projects. This role must focus on distribution. Key...

A financial services firm in Hong Kong seeks a Licensed Responsible Officer (RO) for Securities to oversee securities trading and ensure compliance with regulations. The ideal candidate will have SFC Type 1 licenses, expertise in the securities market, and strong leadership skills. You will be responsible for supervising trading activities, preparing...

A leading asset management firm in Hong Kong seeks an experienced Legal and Compliance Officer. The ideal candidate will possess an LLB or degree in Corporate Governance, and have a minimum of 5 years experience in legal, compliance, or secretarial roles. Strong attention to detail and fluency in English and Chinese, including Putonghua, are essential. This...

Active Digital Asset ETF Product Strategist & Investment Manager King Deux Search & Consulting is partnering with an industry pioneer asset manager to grow its presence in Asia. We are seeking an active ETF Investment & Fund Manager with over 3 years of experience as Key Person Incharge and RO 4,9 qualification. About your role Participate in the daily...