Strategic VP, IBD Compliance

AVP/VP, Syndication, Debt Capital Markets, IBD AVP/VP, Syndication, Debt Capital Markets, IBD Key Accountabilities Responsible for underwriting syndicate operations related to DCM business; Market updates on offshore debt, pricing recommendations, pricing execution, book-building, allocation, etc.; Led end-to-end pricing execution for major projects,...

A leading investment bank in Hong Kong seeks an experienced IBD Quality Control specialist to oversee quality assurance and risk management in transactions. The ideal candidate has a Master's degree in Finance and at least 5-8 years of relevant experience in reputable firms. Responsibilities include establishing internal controls, ensuring compliance with...

A financial services provider in Hong Kong is seeking an experienced ED / SVP in Corporate Finance focused on TMT and Healthcare sectors. Responsibilities include exploring and developing IBD business opportunities, maintaining relationships with financial institutions, and providing technical support. The ideal candidate will have at least 8 years of...

Serve as the 2nd level control within IBD for sponsor deals, financial advisory transactions and other capital market transactions to assure quality of the work done by deal team Review submission documents, due diligence records and filings in relation to the investment banking transactions Monitor deal team’s compliance with applicable regulatory and...

AVP/VP, Origination and Execution, Debt Capital Markets, IBD Key Accountabilities Mid-level member of DCM team, responsible for providing clients with comprehensive bond underwriting services; Possess end-to-end project execution capabilities, providing market information to clients and make recommendations for issuance timing and pricing; Led the execution...

Equity financing solutions (IPOs, blocks, rights issues etc); Build and maintain senior-level relationships with issuers, boards, and key shareholders across priority sectors (TMT, Healthcare, Consumer, Industrials, New Economy); Lead roadshow & reverse roadshow and PDIE to shape deal strategy. Deal Execution & Project ManagementAct as execution captain on...

The Role AVP/VP, Equity Capital Markets, IBD Key Accountabilities Origination & Client Coverage Equity financing solutions (IPOs, blocks, rights issues etc); Build and maintain senior-level relationships with issuers, boards, and key shareholders across priority sectors (TMT, Healthcare, Consumer, Industrials, New Economy); Lead roadshow &reverse roadshow...

A prominent financial institution in Hong Kong is seeking a seasoned banking executive for the Deputy Head of IBD role. This position involves steering the strategic direction of the division and managing a team of approximately 30 professionals. The ideal candidate must possess deep expertise in Structured Finance, Project Finance, Syndicated Finance, and...

A leading financial services firm in Hong Kong seeks a Vice President for IBD Compliance and Quality Control. The role involves overseeing due diligence processes, ensuring compliance with Hong Kong regulations, and providing quality control on submissions to regulatory authorities. Ideal candidates will have 6-8 years of relevant experience, a strong...

As an important member of our HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on‑site exams and...