IBD Quality Control

A leading investment firm in Hong Kong is seeking a Vice President, IBD Compliance and Quality Control. This role involves reviewing due diligence procedures and ensuring regulatory compliance in IPOs and capital market transactions. The ideal candidate will have 6-8 years of relevant experience in investment banks or accounting firms, along with a proactive...

Vice President, IBD Compliance and Quality Control Add expected salary to your profile for insights Responsibilities Review and provide comments on due diligence procedures and record keeping in IPO, FA, IFA, M&A, and capital markets transactions to ensure compliance with requirements from regulators such as the Hong Kong Stock Exchange and the Securities...

Vice President, IBD Compliance and Quality Control Responsibilities: Review and provide comments on due diligence procedures and record keeping in IPO, FA, IFA, M&A, and capital markets transactions to ensure compliance with requirements from regulators such as the Hong Kong Stock Exchange and the Securities and Futures Commission of Hong Kong, while...

Our client is a leading sells side Investment Bank and holds full licences SFC Type 1,2,4,6,9. Recruit IBD Quality Control IBD Quality Control Budget (110K-120K) Responsible for the quality control, risk management and advice on the transactions of the Investment Banking Department. Key Accountability Assist the team leader to establish, maintain and review...

A leading financial services firm in Hong Kong seeks a Vice President for IBD Compliance and Quality Control. The role involves overseeing due diligence processes, ensuring compliance with Hong Kong regulations, and providing quality control on submissions to regulatory authorities. Ideal candidates will have 6-8 years of relevant experience, a strong...

About the job Executive Assistant to MD (IBD) The branch office of a foreign bank. Location Hong Kong Responsibilities Provide comprehensive secretarial and business support to the MD of IBD. Prepare and compile internal reports for the department. Manage and schedule the Managing Director's calendar, ensuring efficient time management. Arrange meetings,...

Why Mox Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox. Mox rewards you with an array of banking and lifestyle benefits. Who says banking can’t...

A global financial institution seeks junior to middle control room specialists in Hong Kong. The role involves maintaining the watch list, monitoring information barriers, facilitating conflict clearance, and providing training. Candidates must have at least 3 years’ experience in IBD Compliance or Control Room, with fluency in Chinese (Mandarin or...

An interesting opportunity for junior to middle control room specialists to join a global financial institution in APAC. You will maintain the watch and restricted list, maintain and monitor the firm’s information barriers, facilitate wall-crossing and conflict clearance, provide relevant training to business and assist on policies and procedures...

Our client, a well‑known global food company with presences in 12 countries is urgently seeking an Quality Control Officer to join their expanding team Job Description To handle daily quality control matters To oversee and manage all specification of our product with risk management approach To review and update the processing flow chart and products...