VP, IPO Compliance

A prominent financial platform is urgently seeking a VP in their corporate finance division. The successful candidate will lead and supervise corporate finance transactions, including IPOs and mergers. The role requires robust due diligence skills, coordination with professional parties, and strong communication with clients and regulators. Applicants should...

Responsibilities Lead end-to-end execution of key transactions, including IPOs, M&A, pre-IPO investments, and other capital raising initiatives. Manage all project facets: internal approvals, due diligence, financial analysis, regulatory submissions, and deal documentation. Develop complex financial models and valuations to support client recommendations and...

A leading investment firm in Hong Kong seeks an Associate Director/VP of Corporate Finance to execute IPOs, M&As, and other fundraising activities. Candidates should have 8-10 years of relevant experience in investment banking or securities. A strong analytical mindset and excellent communication skills in both Mandarin and English are essential. This role...

A leading investment banking firm is seeking an ECM VP to spearhead equity capital market transactions including IPOs, share placements, and block trades in Hong Kong and Great China. The candidate should have at least 8-10 years of experience in ECM and investment banking, demonstrating a high level of motivation and a strong professional network....

A leading recruitment firm is seeking a skilled Legal Counsel to support IPO initiatives in Hong Kong. The role involves providing legal support for IPO applications and ensuring compliance with regulations. The ideal candidate will be a qualified lawyer with at least 3 years of post-qualification experience, strong knowledge of securities laws, and...

A financial services company is seeking a VP/SVP/D/ED in Corporate Finance to oversee the origination of IPO transactions and manage client proposals. The ideal candidate will have at least 5 years of corporate finance experience, deep knowledge of the semiconductor industry preferred, and fluency in English and Chinese. Responsibilities include preparing...

As an important member of our HK Compliance Team, you will report to the Head of Compliance HK and be responsible for providing compliance advice to the Global Investment Banking Business, compliance advisory for M&A, ECM, DCM, and IPO business, ongoing compliance training for front office staff, and handling regulators' (HKEx & SFC) on‑site exams and...

A leading financial services company in Hong Kong is seeking an IPO Manager to focus on accounting and finance. The role involves supporting IPO processes, preparing financial statements, and collaborating with stakeholders. Candidates should have a degree in Accounting or Finance, professional qualifications like CPA or ACCA, and at least 7 years of...

Associate Director/VP, Corporate Finance – Investment Bank/Securities Brokerage Our client is PRC Securities Brokerage. To cope with the rapid business expansion, they are now inviting high caliber candidates to join the team. Associate Director/VP Corporate Finance ( IPO ) - Investment Banking/Securities Brokerage Responsibilities Execute corporate...

APAC Associate Legal Counsel Review, drafting, and preparation of legal documents for Hong Kong IPO, US IPO, listing compliance, and general corporate transactions Conduct comprehensive company and legal research to support various deals Prepare due diligence memoranda and verification notes, providing critical support throughout IPO transactions Liaise...