Licensing & Regulatory Compliance Associate (SFC/HKMA)

A leading international bank is seeking a professional in Hong Kong to provide advisory services related to HKMA and SFC licensing. The ideal candidate will support regulatory applications, maintain databases, and ensure compliance with licensing requirements. A Bachelor’s degree in Law, Finance, Accounting, or related fields is required, along with...

A leading global financial services firm is seeking a Licensing Associate in Hong Kong. The role focuses on managing regulatory compliance and licensing processes for SFC and HKMA entities, ensuring timely and accurate regulatory filings. The ideal candidate must possess a Bachelor's degree and at least 3 years of relevant experience, with excellent...

A consulting firm specializing in regulatory compliance is seeking an Associate Compliance Consultant to join their team in Hong Kong. The role involves handling SFC licensing matters, providing consultancy services, and preparing operational procedures. Candidates should have a degree in a related field and 1-2 years of experience in compliance. Proficiency...

A financial services company in Hong Kong seeks a Compliance Officer to support regulatory compliance functions, prepare training materials, and assist in investigations. Candidates should have at least 2 years of relevant experience in an SFC licensed corporation and be fluent in Mandarin, English, and Cantonese. A university degree is required. This role...

Join a Dynamic Legal & Compliance Function - Licensing Associate (Asia Pacific)Are you passionate about regulatory compliance and ready to make an impact across Asia Pacific? We're looking for a sharp, detail-oriented Licensing Associate to join a high-performing legal and compliance division that supports a global financial powerhouse. In this role, you'll...

A financial institution in Hong Kong is seeking a Responsible Officer with SFC licensing expertise to lead the application for SFC Type 1, 4, and 9 licenses. The ideal candidate will have at least 5 years of experience in securities and asset management, demonstrating strong project management and understanding of regulatory frameworks. Fluency in English...

A financial services corporation in Hong Kong is seeking an Associate in Regulatory Compliance on a 1-Year Renewable Contract. The role involves supporting the compliance function, tracking regulatory updates, formulating compliance programs, and preparing training materials. The ideal candidate has at least 2 years of relevant experience in an SFC-licensed...

Are you passionate about regulatory compliance and ready to make an impact across Asia Pacific? We're looking for a sharp, detail-oriented Licensing Associate to join a high-performing legal and compliance division that supports a global financial powerhouse. In this role, you'll be at the forefront of licensing and registration processes for regulated...

Recruiting Position: Associate Compliance Consultant Level: Junior to Middle Level Company Background Greeting! ComplianceOne Consulting Limited (ComplianceOne ) is one of the most reputable consulting firms specializing in regulatory compliance from Hong Kong. In the past eight years, we have accumulated dozens of successful licensing cases under the...

Associate, Regulatory Compliance (1-Year Renewable Contract) Support the regulatory compliance function covering licensing and the regulated activities including the investment and insurance distribution activities and asset management. Keep track of regulatory updates, establish and maintain a regulatory register and identify gaps. Assist in formulating the...