Regulatory Compliance Analyst

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A prominent asset management firm in Hong Kong seeks a Compliance Analyst to support its compliance program by monitoring and ensuring adherence to regulatory requirements. Responsibilities include conducting ongoing compliance monitoring, reviewing client transactions, and assisting in compliance policy development. Candidates should possess a Bachelor's...

A technology company in Hong Kong is looking for a Junior Compliance Analyst to assist in developing and monitoring compliance policies to meet regulatory standards. The role requires conducting customer due diligence, investigating suspicious transactions, and collaborating with internal departments and regulators. Candidates should possess a Bachelor’s...

A recruitment agency is seeking a Regulatory Risk & Compliance Analyst/Associate for a Global Private Bank in Hong Kong. The role involves conducting risk assessments, ensuring compliance with regulatory requirements, and collaborating with various teams. Candidates should have a degree in accounting and at least 4 years of relevant experience. Proficiency...

Regulatory Risk & Compliance Analyst/Associate, Global Private Bank Regulatory Compliance & Risk Review Regional 1.5 or 2nd Line of Defense Promising APAC Compliance Career & Good Hours Our Client Immediate openings with multiple Regional and Global Private Banks to search for Junior Regulatory Risk & Compliance candidates to be part of the growing team for...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

We are recruiting a Compliance Analyst for a top-tier hedge fund. Key responsibilities of the role include wall crossing management, short sale ban & restricted list oversight, surveillance & monitoring, and data management & technology integration. Key Responsibilities: Manage wall-crossing events, including material non-public information (MNPI) and...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...