Regulatory Risk

Manager, Operational and Technology Risk Why Mox Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox. Who are we looking for? The Mox Operational,...

A leading digital bank in Hong Kong is on the lookout for a Manager of Operational and Technology Risk. This role demands expertise in risk management, particularly operational and technology risks. The candidate will develop frameworks and collaborate with various stakeholders to ensure compliance with regulatory standards, oversee the risk-taking...

A global macro hedge fund manager in Hong Kong is seeking a highly motivated Risks Management Manager. In this role, you will be responsible for identifying, assessing, and mitigating operational and regulatory risks. Candidates should have a minimum of 3 years of risk management experience, strong analytical skills, and excellent communication capabilities...

A leading professional services firm in Hong Kong seeks a Consultant/Senior Consultant to manage regulatory and financial risk projects. Candidates should have a relevant degree and professional qualifications such as FRM or CFA, along with significant industry experience. Responsibilities include supporting compliance, contributing to business development,...

A global financial institution in Hong Kong is seeking a Business & Regulatory Risk AVP/Senior Associate. The role involves conducting regulatory and thematic business risk assessments, ensuring compliance with local regulations, and facilitating process improvements. Candidates should possess at least 6 years of experience in regulatory risk control and...

A global bank in Hong Kong seeks a Specialist for Regulatory and Conduct Risks & Oversight to provide licensing advisory, monitor compliance, and assist with regulatory processes. This role requires a Bachelor's degree in Law, Finance, or related fields, along with fluent English and Cantonese. Strong analytical skills and the ability to work on regulatory...

Consultant/ Senior Consultant - Regulatory & Financial Risk We help clients manage regulatory compliance, enforcement actions, financial crime, and other regulatory investigation related matters (excluding the practice of law). These services are usually in support of the Chief Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External...

A leading financial services firm in Hong Kong is seeking a Risk Consultant with a Master's degree and at least 5 years of experience in international financial institutions. The role involves developing comprehensive risk management frameworks, assessing various risk factors, and ensuring compliance with regulatory standards. Candidates must be proficient...

An international law firm is looking for a legal professional in Hong Kong with 3-5 years of PQE and experience in risk and regulatory compliance. The role involves advising on compliance matters, collaborating with teams, ensuring adherence to legal and firm policies, and managing escalations related to AML and financial crime. Strong communication skills...

A recruitment agency is seeking a Regulatory Risk & Compliance Analyst/Associate for a Global Private Bank in Hong Kong. The role involves conducting risk assessments, ensuring compliance with regulatory requirements, and collaborating with various teams. Candidates should have a degree in accounting and at least 4 years of relevant experience. Proficiency...