Compliance Analyst

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A prominent asset management firm in Hong Kong seeks a Compliance Analyst to support its compliance program by monitoring and ensuring adherence to regulatory requirements. Responsibilities include conducting ongoing compliance monitoring, reviewing client transactions, and assisting in compliance policy development. Candidates should possess a Bachelor's...

A leading hedge fund in Hong Kong is looking for a Compliance Analyst to oversee wall crossing management, enforce short sale restrictions, and monitor regulatory compliance. The role requires a Bachelor's degree and over three years of relevant experience, with skills in SQL, Excel, and user acceptance testing. Strong collaboration with legal and front...

The Compliance Analyst supports the asset management firm's compliance program by monitoring and ensuring adherence to regulatory requirements, internal policies, and industry standards. This role involves risk assessment, reporting, and liaising with regulatory bodies to uphold the firm's compliance integrity. Key Responsibilities: Conduct ongoing...

A financial services company in Hong Kong is seeking a Systems Analyst/Analyst Programmer to enhance their Anti-Money Laundering (AML) processes. The role involves gathering business requirements, designing software solutions, and analyzing transaction data for compliance. Candidates should have at least 2 years of relevant experience, proficiency in Java or...

A leading technology firm is seeking a candidate in Hong Kong to assist in managing potential IT risks for investment banking operations. The role involves conducting risk assessments, analyzing risks, and supporting compliance efforts with industry standards. Candidates should have a degree in computer science or a related field, a strong understanding of...

Compliance, Anti-Money Laundering – Analyst Within the Pan Asia entities of Mizuho Securities, our greatest asset is our people, and we are committed to promoting a vibrant and supportive environment full of opportunities. Just like our global client and customer base, our people come from diverse backgrounds and our success is supported by our creativity,...

An IT services company is looking for a Senior Analyst focused on Infrastructure Governance in Hong Kong. The role involves assisting in the delivery of infrastructure governance services, managing digital assets, and ensuring compliance with security metrics. Candidates should have a Higher Diploma in Computer Science or related field and at least 4 years...

A finance-focused technology company in Hong Kong is searching for an IT Security Analyst to assist in maintaining a secure computing environment and ensuring compliance with regulatory requirements. The candidate will have 3-5 years of experience in information security, specifically in cyber security solution administration. Required qualifications include...