Compliance Analyst- Asset Manager

A prominent asset management firm in Hong Kong seeks a Compliance Analyst to support its compliance program by monitoring and ensuring adherence to regulatory requirements. Responsibilities include conducting ongoing compliance monitoring, reviewing client transactions, and assisting in compliance policy development. Candidates should possess a Bachelor's...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Compliance Analyst/Associate, Global Asset Management Regional Compliance with Global Asset Manager Regulatory, Central and Investment Compliance Regional Exposure & Competitive Package Our Client Appointed by a worldclass Global Asset Mgmt & Alternative Investment industry leader, hiring over 1000 investment professionals and total AUM of USD 240 Bn to...

A global asset management firm in Hong Kong is seeking a Compliance Analyst/Associate to ensure adherence to regulatory requirements. You will report to the Regional Compliance Manager and be responsible for reviewing sales materials and conducting risk assessments. The ideal candidate should have 2-4 years of compliance experience in asset management and be...

An asset management firm in Hong Kong is seeking a Compliance Manager or Assistant Compliance Manager to join their team. The role involves developing and maintaining compliance programs, advising on statutory compliance, and conducting risk assessments. Candidates should possess a bachelor’s degree in finance, accounting, or law, with at least three years...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Compliance Manager / Assistant Compliance Manager We are a Hong Kong based asset management company wholly owned by a top‑tier asset management firm in China and looking for highly motivated professionals to join our compliance team. Responsibilities Develop, implement, and maintain compliance program in accordance with regulatory requirements and internal...

Associate‑VP, Credit Analyst (Asset Management) Responsibilities Conduct thorough financial analysis of bond issuers, including reviewing financial statements, industry data, and market trends. Prepare detailed credit reports, including financial analysis, risk assessment, investment recommendations and other relevant research materials. Build and maintain...

Analyst/Associate, Business Management, Asset Management We are seeking a highly organized and proactive junior Business Management Analyst/Associate to support the strategic, operational, managerial and project management functions within our fast-growing asset management business. This role offers an excellent opportunity for recent graduates or...