Regulatory Compliance Analyst – Asset Management

The Compliance Analyst supports the asset management firm's compliance program by monitoring and ensuring adherence to regulatory requirements, internal policies, and industry standards. This role involves risk assessment, reporting, and liaising with regulatory bodies to uphold the firm's compliance integrity. Key Responsibilities: Conduct ongoing...

A leading asset management firm in Hong Kong is seeking a Compliance Manager to establish and monitor compliance policies, ensuring adherence to regulatory standards. The ideal candidate will have a Bachelor's degree in a relevant field and over 5 years' experience in compliance within asset management. Strong written and spoken skills in English, Cantonese,...

Compliance Analyst/Associate, Global Asset Management Regional Compliance with Global Asset Manager Regulatory, Central and Investment Compliance Regional Exposure & Competitive Package Our Client Appointed by a worldclass Global Asset Mgmt & Alternative Investment industry leader, hiring over 1000 investment professionals and total AUM of USD 240 Bn to...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Compliance Manager / Assistant Compliance Manager We are a Hong Kong based asset management company wholly owned by a top‑tier asset management firm in China and looking for highly motivated professionals to join our compliance team. Responsibilities Develop, implement, and maintain compliance program in accordance with regulatory requirements and internal...

A leading asset management firm in Sheung Wan, Hong Kong, is seeking a Responsible Officer to oversee regulatory compliance and technology operations. The ideal candidate will have at least 10 years of experience in asset management, with a strong background in IT governance and a proven fundraising track record. Fluency in English and Chinese is required....

A hedge fund and asset management firm in Hong Kong seeks a compliance officer with 3-5 years of experience, strong analytical skills, and knowledge of SFC regulations. The role involves trade surveillance, regulatory compliance, and documentation. A Bachelor's degree in Law, Finance, or Accounting is required, along with excellent communication and...

A leading asset management firm in Hong Kong is seeking an Assistant Operations Manager / Operations Officer. The role involves trade matching, account management, and compliance with regulatory requirements. Candidates should have a bachelor’s degree and at least two years of relevant experience in asset management operations. Proficiency in both English...

A global asset management firm in Hong Kong is seeking a Compliance Analyst/Associate to ensure adherence to regulatory requirements. You will report to the Regional Compliance Manager and be responsible for reviewing sales materials and conducting risk assessments. The ideal candidate should have 2-4 years of compliance experience in asset management and be...