Compliance Analyst: Wall Crossing

We are recruiting a Compliance Analyst for a top-tier hedge fund. Key responsibilities of the role include wall crossing management, short sale ban & restricted list oversight, surveillance & monitoring, and data management & technology integration. Key Responsibilities: Manage wall-crossing events, including material non-public information (MNPI) and...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Overview Join to apply for the Assistant Compliance Manager, Compliance role at CLSA The role involves supporting the day to day workflow of the Control Room. All business lines communicate directly with the Global Control Room to provide timely updates on transactions. Control Room will participate in reviewing, maintaining and providing guidance on...

A leading facade engineering company in Hong Kong is seeking a Design Manager with extensive experience in curtain wall design and a degree in Building Engineering. Responsibilities include supervising design works, developing detailed drawings, and ensuring compliance with contracts. The ideal candidate should have at least 8 years of relevant experience...

An interesting opportunity for junior to middle control room specialists to join a global financial institution in APAC. You will maintain the watch and restricted list, maintain and monitor the firm’s information barriers, facilitate wall-crossing and conflict clearance, provide relevant training to business and assist on policies and procedures...

Position Overview An international hedge fund is seeking a skilled and experienced Compliance professional to join the APAC team. As the APAC Hedge Fund Compliance Officer, you will play a critical role in ensuring regulatory compliance and fostering a culture of compliance across our organisation. You will work closely with the Head of Compliance and...

A financial services company in Hong Kong is seeking a Compliance Officer to ensure adherence to regulatory requirements. The role involves verifying customer records for CRS/FATCA compliance, facilitating cross-border account openings, and conducting manual identity checks. Candidates should be degree holders with at least 1 year of banking experience and...

Corporate Compliance Analyst, Client Vetting 5 days ago Be among the first 25 applicants We're hiring a Corporate Compliance Analyst, Client Vetting to join our Hong Kong team. Ideally, you have 3-5 years of solid hands‑on experience in a fast‑paced environment and can read Chinese . In this role, you will be responsible for providing a smooth and...

A digital banking institution in Hong Kong is searching for an Associate Manager/Manager in Payment Services. The successful candidate will oversee payment operations, ensuring seamless delivery of local and cross-border transactions. This role requires strong knowledge of payment systems, compliance standards, and excellent problem-solving skills....