APAC Regulatory Risk

An international law firm is looking for a legal professional in Hong Kong with 3-5 years of PQE and experience in risk and regulatory compliance. The role involves advising on compliance matters, collaborating with teams, ensuring adherence to legal and firm policies, and managing escalations related to AML and financial crime. Strong communication skills...

Regulatory Risk & Compliance Analyst/Associate, Global Private Bank Regulatory Compliance & Risk Review Regional 1.5 or 2nd Line of Defense Promising APAC Compliance Career & Good Hours Our Client Immediate openings with multiple Regional and Global Private Banks to search for Junior Regulatory Risk & Compliance candidates to be part of the growing team for...

An international hedge fund is seeking a Compliance Officer to join the APAC team in Hong Kong. The successful candidate will implement compliance programs, maintain supervisory policies, and conduct risk assessments. A commitment to high ethical standards and strong communication skills are essential. The position is permanent with a mid-management...

An international law firm is seeking a legal professional with 3-5 years PQE in risk and regulatory compliance. The successful candidate will provide guidance on compliance matters, collaborate with teams across regions, and ensure adherence to law society rules. This role offers the chance to manage escalations efficiently and contribute to important...

Regulatory Reporting and Surveillance - AVP/VP Subject matter expert for APAC regulatory reporting (trade repositories, SEBI, QFII, short positions). Lead controls, automation and IT partnership to ensure accurate, timely regulatory submissions and minimise operational risk. Key Responsibilities Lead and execute timely, accurate regulatory transaction and...

Business & Regulatory Risk AVP/Senior Associate, Global Private Bank Business & Regulatory Risk Management Regional 1.5 Line of Defense Global Private Bank Good Hours and Excellent Job Security Our Client Immediate openings with multiple Global Private Banks to search for Business & Regulatory Risk talents to be part of the North Asia Regional Branch in HK....

Job Description Join a team at the heart of risk management, where your expert judgment helps us anticipate and address emerging risks. You’ll make a real impact by solving challenges that affect our business, clients, and communities. Our culture values innovative thinking, challenging the status quo, and striving for excellence. Be part of a...

Overview Jump APAC Legal and Compliance team is seeking a highly experienced lawyer specialized in advising an equity capital trading team on up-to-date trading rules and regulations, and monitoring trades on desk. What You'll Do Serve as the primary legal and compliance advisor to the equity capital trading team, providing real-time guidance on trading...

A financial advisory firm in Hong Kong seeks a Regulatory Reporting and Surveillance expert at the AVP/VP level. This role requires strong experience in APAC regulatory reporting, leading automation efforts, and collaborating with IT to enhance reporting controls. Ideal candidates will possess excellent communication skills and a detailed understanding of...

A global financial institution is seeking a Prime Risk APAC Analyst to support risk management activities within their Prime business. The successful candidate will conduct quantitative analysis of financial instruments across APAC markets and develop tailored margin solutions for clients. This role requires strong analytical and programming skills, along...