Regulatory Compliance Associate — Licensing

A leading global financial services firm is seeking a Licensing Associate in Hong Kong. The role involves managing licensing processes for regulatory bodies, ensuring compliance, and coordinating with teams. Ideal candidates will have experience in licensing or regulatory compliance, possess strong communication skills in English and Chinese, and demonstrate...

Responsibilities Support the regulatory compliance function covering licensing and the regulated activities including the investment and insurance distribution activities and asset management. Keep track of regulatory updates, establish and maintain regulatory register and identify gaps. Assist to formulate the compliance program and conduct the compliance...

Associate, Regulatory Compliance (1-Year Renewable Contract) Support the regulatory compliance function covering licensing and the regulated activities including the investment and insurance distribution activities and asset management. Keep track of regulatory updates, establish and maintain a regulatory register and identify gaps. Assist in formulating the...

A leading international bank is seeking a professional in Hong Kong to provide advisory services related to HKMA and SFC licensing. The ideal candidate will support regulatory applications, maintain databases, and ensure compliance with licensing requirements. A Bachelor’s degree in Law, Finance, Accounting, or related fields is required, along with...

A leading global financial services firm is seeking a Licensing Associate in Hong Kong. The role focuses on managing regulatory compliance and licensing processes for SFC and HKMA entities, ensuring timely and accurate regulatory filings. The ideal candidate must possess a Bachelor's degree and at least 3 years of relevant experience, with excellent...

A leading cryptocurrency exchange in Hong Kong is seeking a Legal Counsel for Regulatory and Licensing matters. This role requires a qualified lawyer with 4-8 years of financial regulatory experience, ideally from a reputable law firm. The successful candidate will be responsible for handling ongoing licensing issues, addressing regulatory risks, and...

Join a Dynamic Legal & Compliance Function - Licensing Associate (Asia Pacific)Are you passionate about regulatory compliance and ready to make an impact across Asia Pacific? We're looking for a sharp, detail-oriented Licensing Associate to join a high-performing legal and compliance division that supports a global financial powerhouse. In this role, you'll...

A consulting firm specializing in regulatory compliance is seeking an Associate Compliance Consultant to join their team in Hong Kong. The role involves handling SFC licensing matters, providing consultancy services, and preparing operational procedures. Candidates should have a degree in a related field and 1-2 years of experience in compliance. Proficiency...

Legal Counsel, Regulatory and Licensing - Crypto Exchange Responsibilities Reporting to a Legal Director of Regulatory and Licensing, or Senior Counsel, you will be an important member of the team of regulatory and licensing lawyers. You and your team will handle on‑going licensing and financial regulatory matters globally. You will also be responsible for...

Our client is a SFC‑licensed leading global comprehensive trading platform for both individual and institutional clients with access to global markets. Responsibilities Communicate with regulatory bodies to ensure compliance and address inquiries. Research and interpret regulations applicable to brokerage operations in the region. Draft and implement...