Associate Compliance Consultant

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

2 weeks ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Trade surveillance - pre and post-trade monitoring, trade error review, and trade incident investigation and reporting Compliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities,...

A consulting firm specializing in regulatory compliance is seeking an Associate Compliance Consultant to join their team in Hong Kong. The role involves handling SFC licensing matters, providing consultancy services, and preparing operational procedures. Candidates should have a degree in a related field and 1-2 years of experience in compliance. Proficiency...

Our company is a HR Consulting firm which provides Global HR services with an operation centre in Asia. We are HR consulting specialists for all your main Human Resources needs around the world. Be it hiring someone on your behalf or simply sourcing for the right talent to suit your companys needs, we are here to power your business. Our decades of...

About the job Associate Director, Compliance Services Our client, a well-established Fund Services company, is looking to hire an Associate Director to join the expanding Compliance Services team in Hong Kong. Job Responsibilities: Manage the day-to-day compliance operations for a diverse portfolio of licensed entities, including fund managers,...

Direct message the job poster from Euromonitor International Overview of the role The Associate Consultant / Consultant position role reports, on a line‑management basis, to a Consulting Manager with day‑to‑day reporting for specific projects to other Consultants in the Asia Pacific division. The primary function of the AC/C role is to successfully...

Associate Consultant – ConnectedGroup Kickstart Your Recruitment Career with ConnectedGroup ConnectedGroup is growing and we’re looking for driven, ambitious individuals to join us as Associate Consultant across our desks. If you’re motivated, eager to learn, and excited by a career that blends people, business, and sales, this is your chance to build...