Associate Compliance Specialist

Job Description - Senior Associate, Specialist, Investigations, Legal, Compliance & Secretariat G) Senior Associate, Specialist, Investigations, Legal, Compliance & Secretariat - ( G ) Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain...

Join to apply for the Product Specialist Associate role at The Carlyle Group The role of the Product Specialist Associate is responsible for coordinating with the various Carlyle investment teams including Carlyle Asia Partners (CAP) and Carlyle Asia Partners Growth (CAPG), and Investor Relations, Global Communications and Marketing teams to attract and...

Join a Dynamic Legal & Compliance Function - Licensing Associate (Asia Pacific)Are you passionate about regulatory compliance and ready to make an impact across Asia Pacific? We're looking for a sharp, detail-oriented Licensing Associate to join a high-performing legal and compliance division that supports a global financial powerhouse. In this role, you'll...

Join to apply for the Associate, FATCA CRS, Compliance role at CLSA 2 weeks ago Be among the first 25 applicants Join to apply for the Associate, FATCA CRS, Compliance role at CLSA The FATCA Compliance Associate is responsible for the execution, monitoring and enforcement of compliance with Foreign Account Tax Compliance Act (FATCA) and Common Reporting...

Compliance Specialist Senior Capital Group is seeking an experienced Compliance Specialist Senior to support distribution, sales and marketing compliance across the APACxJ region. Primary Responsibilities / Essential Functions Distribution, sales and marketing (“DSM”) compliance: review and approve marketing materials in APACxJ; contribute APACxJ input...

Position Description The FATCA Compliance Associate is responsible for the execution, monitoring and enforcement of compliance with Foreign Account Tax Compliance Act (FATCA) and Common Reporting Standard (CRS). The ideal candidate will have experience with FATCA/CRS regulations, a good understanding of the financial services industry, and possess strong...

Overview Compliance Specialist - Global Investment Management Firm A prominent investment management firm is seeking a motivated Junior Compliance Officer to join their dynamic compliance team. With a strong commitment to regulatory adherence and integrity, this firm provides an innovative environment for compliance professionals to excel. Role Overview: The...

2 weeks ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Trade surveillance - pre and post-trade monitoring, trade error review, and trade incident investigation and reporting Compliance housekeeping matters - Maintain accurate records and documentation relating to corporate and compliance activities,...

“I can succeed as a Compliance Specialist Senior at Capital Group.” The Compliance Specialist Senior must demonstrate an intermediate knowledge in assigned areas and generally works independently, seeking direction for more complex tasks, as needed. Responsible for researching, collecting and reviewing documents to support distribution, sales and...

Join to apply for the FCC Compliance Specialist role at Bank of Singapore, Asia's Global Private Bank 5 days ago | Be among the first 25 applicants Bank of Singapore opens doors to new opportunities. At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness....