Brokerage Compliance Lead — Associate Director

Associate Director / Senior Manager, Compliance, Brokerage Join to apply for the Associate Director / Senior Manager, Compliance, Brokerage role at FWD Insurance Reported to the Responsible Officer and matrix to the Chief Compliance Officer (FWD HK & Macau). The role acts as the second line of defence to ensure the Company meets all regulatory requirements....

A financial services company based in Hong Kong is seeking a Compliance Officer to oversee licensing administration and regulatory compliance for their insurance brokerage. The ideal candidate will have 3-5 years of experience in compliance and strong knowledge of HKIA regulations. Responsibilities include managing licensing workflows, coordinating with...

Compliance Officer - Insurance Brokerage ZUU Group is a diversified financial services firm based in Hong Kong, offering integrated solutions in insurance brokerage , wealth management , and Capital Investment Entrant Scheme (CIES) advisory. We are committed to helping individuals and businesses achieve financial security through tailored insurance solutions...

Associate Director/ Senior Manager, Compliance, Brokerage FWD Group (1828.HK) is a pan-Asian life and health insurance business that serves approximately 34 million customers across 10 markets, including BRI Life in Indonesia. FWD’s customer‑led and tech‑enabled approach aims to deliver innovative propositions, easy‑to‑understand products and a...

ZUU Group is a diversified financial services firm based in Hong Kong, offering integrated solutions in insurance brokerage , wealth management , and Capital Investment Entrant Scheme (CIES) advisory. We are committed to helping individuals and businesses achieve financial security through tailored insurance solutions and strategic financial planning. Learn...

A leading insurance firm in Hong Kong is seeking an Associate Director/Senior Manager for Compliance with a focus on regulatory engagement and financial crime compliance. The ideal candidate will possess a Bachelor's degree, extensive experience in compliance, and familiarity with Hong Kong regulations. This position offers competitive benefits including a...

Compliance Manager - Insurance Brokerage My client is one insurance brokerage company which is actively expanding in HK, now is looking for Compliance Manager - Insurance Brokerage to join the team. The Job Assist in updating and implementing compliance policies and procedures to reflect latest regulatory and internal requirements Help prepare regulatory...

A financial services company based in Hong Kong is seeking an Assistant Director for Legal and Compliance. The role involves advising on compliance issues, establishing monitoring programs, performing AML/KYC reviews, and leading internal compliance training. Candidates should have a degree and at least 8 years of relevant experience in brokerage or...

Assistant Director - Legal and Compliance Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements. Advise on compliance issues and potential impact of regulatory trends and developments. Provide practical compliance advice for business such as retail and institutional brokerage, global...

A diversified financial services firm in Hong Kong is seeking an experienced HR professional to oversee daily HR operations such as recruitment, onboarding, and compliance. The role requires a minimum of 5 years of HR experience, preferably in insurance or financial services, alongside strong skills in process optimisation and problem-solving. The successful...