Brokerage Compliance Leader – Regulatory

A financial services company based in Hong Kong is seeking a Compliance Officer to oversee licensing administration and regulatory compliance for their insurance brokerage. The ideal candidate will have 3-5 years of experience in compliance and strong knowledge of HKIA regulations. Responsibilities include managing licensing workflows, coordinating with...

Compliance Officer - Insurance Brokerage ZUU Group is a diversified financial services firm based in Hong Kong, offering integrated solutions in insurance brokerage , wealth management , and Capital Investment Entrant Scheme (CIES) advisory. We are committed to helping individuals and businesses achieve financial security through tailored insurance solutions...

ZUU Group is a diversified financial services firm based in Hong Kong, offering integrated solutions in insurance brokerage , wealth management , and Capital Investment Entrant Scheme (CIES) advisory. We are committed to helping individuals and businesses achieve financial security through tailored insurance solutions and strategic financial planning. Learn...

Compliance Manager - Insurance Brokerage My client is one insurance brokerage company which is actively expanding in HK, now is looking for Compliance Manager - Insurance Brokerage to join the team. The Job Assist in updating and implementing compliance policies and procedures to reflect latest regulatory and internal requirements Help prepare regulatory...

Associate Director / Senior Manager, Compliance, Brokerage Join to apply for the Associate Director / Senior Manager, Compliance, Brokerage role at FWD Insurance Reported to the Responsible Officer and matrix to the Chief Compliance Officer (FWD HK & Macau). The role acts as the second line of defence to ensure the Company meets all regulatory requirements....

A leading financial services provider located in Hong Kong seeks a compliance professional to support the implementation of compliance frameworks and assist in regulatory reporting. Candidates should possess a degree in Law, Accounting, or Business and have at least 4–6 years of experience in compliance or AML roles. Strong analytical and communication...

Associate Director/ Senior Manager, Compliance, Brokerage FWD Group (1828.HK) is a pan-Asian life and health insurance business that serves approximately 34 million customers across 10 markets, including BRI Life in Indonesia. FWD’s customer‑led and tech‑enabled approach aims to deliver innovative propositions, easy‑to‑understand products and a...

Insurance Brokerage Compliance Manager (40k - 65k) Location: Hong Kong (TST, 5–10 mins walk from MTR) Type: Permanent, Full-time About the Company A well-established, Greater China-backed financial group with full Hong Kong licenses in insurance brokerage, asset management, and family trust services. Fast-growing, stable platform with strong group...

A licensed digital brokerage platform in Hong Kong is seeking a Head of Operations to oversee daily brokerage operations, including account opening and fund management. The role involves defining KPIs, implementing robust SOPs, and managing a team to ensure compliance with regulatory standards. The ideal candidate should have 8-12 years of experience in...

Responsible Officer (RO) - Insurance Brokerage License Application and Renewal: Handle the end-to-end process of license applications and renewals with the Insurance Authority (IA). Daily Operations Management: Manage the daily backend operations of the insurance brokerage, ensuring compliance with regulations and company policies. Professional Guidance:...