Compliance Manager

Add expected salary to your profile for insights Oversee the company's overallcompliance farmwork, including providing regulatory advice, annual products and policies review. Supervise day-to-day compliance operations, including client onboarding, transactions monitoring and business activities to comply with regulatory requirements and internal guidelines....

Provide compliance advice and solution to management and departments. Develop, draft and review a broad range of business contracts, agreements, announcement, notice, correspondence, account opening documents, marketing materials, board resolutions, shareholders resolutions and other documentation. Formulate and review general compliance manual, AML and...

Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify gaps Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper...

To control and monitor the compliance related matters of wholesale banking for complying with the regulatory requirements and internal risk management framework. Responsibilities Assist supervisor(s) to develop, enhance and implement control measures to rectify issues/ exceptions as identified by internal stakeholders and external auditors and regulators...

One of the largest distributors of electronic components, computer products and embedded technology serving customers. Responsibilities: Responsible for maintaining a world‑class Global Trade Compliance program in Hong Kong, Taiwan and China (Greater China). Implement Corporate policies and procedures. Work with all stakeholders to implement appropriate...

Manager/ AVP, AI Compliance (Legal & Compliance Department) Assist in supervising the compliance of the bank when applying AI technology, conducting daily compliance check, and supporting compliance needs of departments. Assist in executing AI compliance check to ensure systems comply with regional and international regulations (such as GDPR, Hong Kong...

Degree in Law Preferred Excellent English & Chinese Required About Our Client The hiring company is a well-established and reputable organization within the financial services industry. As a medium-sized entity, it plays a significant role in the sector and offers a stable and professional working environment. Job Description As an Assistant Manager, Legal &...

Add expected salary to your profile for insights The Regional Trade Compliance Manager will join the Regional Product & Trade Compliance (PTC) team reporting to the Associate Director and work closely with PTC family from the Group, Regional and Local teams. The role will be driving adherence to country-specific regulations for all imports/exports, focus on...

Compliance & Audit Manager (Compliance, Audit, Equities, Funds) (Securities) Company Description: A leading financial institution in the securities industry, committed to providing comprehensive and professional financial services. Location: Hong Kong Nature: Permanent Job Title: Compliance & Audit Manager (Compliance, Audit, Equities, Funds) (Securities)...

A major banking institution in Hong Kong is looking for a professional with extensive knowledge in regulatory compliance. The role involves advising on regulatory matters, managing submissions, and ensuring compliance with banking regulations. Candidates should possess a Bachelor’s degree and at least 5 years of experience in the field. Fluency in both...