Manager, Regulatory Compliance

A major banking institution in Hong Kong is looking for a professional with extensive knowledge in regulatory compliance. The role involves advising on regulatory matters, managing submissions, and ensuring compliance with banking regulations. Candidates should possess a Bachelor’s degree and at least 5 years of experience in the field. Fluency in both...

A financial institution in Hong Kong seeks an Assistant Risk & Compliance Manager to ensure regulatory compliance across pension business operations. The successful candidate will oversee compliance reviews, coordinate with departments, and assist in audits. Essential qualifications include a relevant degree, a minimum of 3 years in the finance sector, and...

A financial infrastructure company in Hong Kong is seeking an Assistant Manager for Legal & Regulatory Compliance. The position involves assisting in compliance works including drafting documents, supporting corporate governance, and researching regulatory updates. Candidates should have a degree in Laws (LLB), 2-3 years of relevant experience, and strong...

Assistant Manager (Legal & Regulatory Compliance) Hong Kong Interbank Clearing Limited (hereinafter referred to as “the Company”) is a private organization jointly owned by the Hong Kong Monetary Authority (HKMA) and The Hong Kong Association of Banks. The Company’s key objective is to develop and operate a safe and efficient multi-currency and...

A leading financial services provider located in Hong Kong seeks a compliance professional to support the implementation of compliance frameworks and assist in regulatory reporting. Candidates should possess a degree in Law, Accounting, or Business and have at least 4–6 years of experience in compliance or AML roles. Strong analytical and communication...

Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.) Review / develop operational risk management, operational resilience and business continuity management policies and procedures Perform as a second line of defense, provide operational risk management, operational resilience and business continuity management expertise, effective...

A leading insurance company in Hong Kong is seeking a Compliance Officer with over 7 years of experience in the financial or insurance industry. The successful candidate will investigate compliance cases, develop training programs, and provide advisory support on regulatory matters. Expect a dynamic work environment where you can influence compliance...

A financial services company based in Hong Kong is seeking a Compliance Officer to oversee licensing administration and regulatory compliance for their insurance brokerage. The ideal candidate will have 3-5 years of experience in compliance and strong knowledge of HKIA regulations. Responsibilities include managing licensing workflows, coordinating with...

A leading insurance firm in Hong Kong is seeking an Associate Director/Senior Manager for Compliance with a focus on regulatory engagement and financial crime compliance. The ideal candidate will possess a Bachelor's degree, extensive experience in compliance, and familiarity with Hong Kong regulations. This position offers competitive benefits including a...

Manager/Senior Manager - Business Security & Regulatory Compliance - Hong Kong We are seeking a highly motivated and experienced Manager or Senior Manager to join our Business Security team, based in Hong Kong. The successful candidate will play a key role in supporting the Business Security Lead (BSL) in ensuring compliance with Hong Kong and Macau...