Regulatory Risk

Assistant Risk & Compliance Manager (Regulatory) - BEA (Trustees) Limited Bank of East Asia (Trustees) Limited ("BEAT") is a member of BEA Group. BEAT has been providing trustee services to large retirement schemes for over 40 years and it acts as trustee/custodian/administrator to Hong Kong authorised unit trusts. BEAT is well positioned to offer...

A major regional bank in Hong Kong is seeking an experienced Risk Management professional to ensure compliance with regulations and internal policies. The ideal candidate will have over 8 years' experience in the banking sector, including 5 years in wholesale banking, and a strong understanding of operational resilience and risk management. Proficiency in...

Support the Chief Risk Officer (CRO) in upholding and enhancing the organization’s enterprise risk management (ERM) framework, strategies, and operational protocols. Develop, update, and enforce risk management policies and procedures across the company and its affiliated entities. Lead the formulation and refinement of risk evaluation tools,...

Responsibilities Ensure that procedures and processes are in compliance with all policies, rules, guidelines, requirements prescribed by regulators as well as the Bank Formulate policies and procedures on divisional risk management in accordance with requirements set by regulators and the Bank Provide advices on business initiatives for mitigating...

Duties Serve a permanent position to a financial institution; Assist the Chief Risk Officer (CRO) in maintaining and reviewing the enterprise risk management framework, strategies and processes; Define, review and maintain the enterprise risk management policies and procedures of the Company and its subsidiaries; Oversee the development of risk assessment...

Manager, Risk Governance and Operational Risk Responsibilities Execute the risk governance framework and processes for the bank to ensure risk management matters and incidents are properly tracked and monitored Develop, review and maintain operational and other non-financial risks related policies and frameworks. Execute the bank-wide implementation of a...

Manager, Risk Governance and Operational Risk 3>Key Responsibilities and Duties Execute the risk governance framework and processes for the bank to ensure risk management matters and incidents are properly tracked and monitored. Develop, review and maintain operational and other non‑financial risks related policies and frameworks. Execute the bank‑wide...

Manager, Regulatory Affairs, APAC Johnson & Johnson Innovative Medicine is seeking a Manager, Regulatory Affairs to join the Regulatory Affairs APAC team. The role is part of the Global Regulatory Affairs organization, based in the AP Region, and works with local regulatory affairs departments, AP regional cross‑functional teams, Global Regulatory Teams,...

Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.) Review / develop operational risk management, operational resilience and business continuity management policies and procedures Perform as a second line of defense, provide operational risk management, operational resilience and business continuity management expertise, effective...

A major banking institution in Hong Kong seeks a professional to formulate and review bank-wide credit policies in accordance with regulations. This role requires at least 5 years of banking experience and a strong understanding of credit risk management. Candidates must demonstrate excellent analytical and communication skills, alongside proficiency in...