Analyst, Compliance

6 days ago

Hong Kong Island, Hong Kong SAR China Polymer Capital Full time

Company Introduction Polymer Capital Management is a market-neutral, multi-manager investment platform based in and focused on Asia. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent. Polymer was established in conjunction with PAG, one of the world's largest Asia-focused alternative asset managers, in 2019. Job Responsibilities / Job Brief Handle license applications, regulatory filings and reports (HK and US) Conduct monitoring and surveillance of trading activities to detect and prevent market abuse, insider trading and other violations Investigate and resolve alerts generated by trade surveillance systems, and escalate any potential issues to the appropriate stakeholders Work on regional projects including system UAT, new investment models discussion, or system development Conduct or assist with ad-hoc inspections and regulatory requests Requirements University graduate with major in Business, Finance, Law or Computer Science; At least 2 years of working experience, preferably in compliance function Excellent analytical and problem-solving skills Strong interpersonal and communication skills High attention to details Ability to handle multiple tasks simultaneously and work under tight deadlines Proactive in identifying risks and proposing solutions. Strong computer skills including MS Office Suite Excel, Bloomberg, Python Strong communication skills in English and Cantonese; Japanese is a plus. Why join us? Prime Location: You'll work full time from our centrally located office space in the heart of Hong Kong. High-Growth: We have a team of highly ambitious professionals with a strong desire to learn and develop their skills. Equal opportunity employer: We celebrate diversity and are committed to creating an inclusive environment for all employees. Global exposure: With six offices and three affiliate offices around the region, Polymer teams work together to solve meaningful problems at scale. Dynamic and Collaborative Environment: Opportunity to work with industry leaders and experts to engage in exciting projects and fulfilling challenges. Some of our Benefits Paid Annual Leave Medical Group Insurance In-built Gym facility / Gym reimbursement DEI and Philanthropy Initiatives Professional Learning & Development Opportunities #J-18808-Ljbffr

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