Senior Compliance

Newly Created Headcount Independent Role About Our Client Our client is a growing consultancy company with a global presence across key business hubs. Job Description This role will work directly with senior management in the business, to streamline and set up the compliance frameworks within the business. The role will cover AML, KYC, risk assessments,...

We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments. Our client is a growing consultancy company with a global presence across key business hubs. Description This role will work directly with senior management in the business, to streamline and set...

Manager, Senior Manager, Regulatory Compliance Oversee the design and implementation of the compliance framework, systems, policies and procedures; Provide practical compliance advice in relation of retail, corporate and wealth management businesses, to ensure the Bank’s compliance with all applicable regulatory requirements; Handle day-to-day FATCA/CRS...

A leading insurance brokerage in Hong Kong is looking for a Responsible Officer (RO) to oversee compliance and risk management functions. The ideal candidate will have a minimum of 5 years' experience in a senior compliance role and a strong understanding of regulatory requirements. Responsibilities include ensuring operations comply with regulations,...

A leading financial services company in Hong Kong is seeking a Senior Recruiting Manager. You will manage daily operations, ensuring compliance with SFC regulations while leading a team in a fast-paced environment. The ideal candidate has over three years of operational management experience in a licensed financial institution, with strong leadership skills...

A bank in Hong Kong is looking for a Manager/Senior Manager of Regulatory Compliance to oversee the compliance framework and provide practical advice across various banking sectors. The ideal candidate will have at least 5 years of compliance experience in banking or audit firms and a strong understanding of HKMA and SFC regulations. Key responsibilities...

Overview Our client is seeking lawyers at various levels (Junior Associate to Counsel) to join our Hong Kong Capital Markets team. The practice handles a mix of Hong Kong IPO, equity capital markets, and ongoing compliance matters. Key Responsibilities Handle Hong Kong IPO transactions for PRC and international issuers Draft and review prospectuses, listing...

About Us About Us Centric Brands is a leading lifestyle brand collective that designs, sources, markets and sells high quality products in multiple segments, including women’s, men’s and kid’s apparel, accessories, entertainment and beauty. Centric Brands is focused on our customers and our brands that will drive the company’s future growth. We are...

A financial services firm in Hong Kong is seeking an AML Advisory Senior Officer/Assistant Manager. You will review daily name-screening alerts, update manuals, conduct UAT testing, and ensure compliance with local regulations. Candidates should have prior experience in AML within banking or financial services, along with fluency in English and Cantonese....

Manager (Compliance) – Business & Compliance Add expected salary to your profile for insights Reporting to Senior Manager (Compliance), the appointee will monitor the operation compliance of the eMPF Company and contractor for the eMPF Platform. Key Accountabilities To provide support in developing, formulating and implementing policies and procedures for...