Manager, Senior Manager, Regulatory Compliance

A major banking institution in Hong Kong is looking for a professional with extensive knowledge in regulatory compliance. The role involves advising on regulatory matters, managing submissions, and ensuring compliance with banking regulations. Candidates should possess a Bachelor’s degree and at least 5 years of experience in the field. Fluency in both...

Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify gaps Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper...

Manager/Senior Manager - Business Security & Regulatory Compliance - Hong Kong We are seeking a highly motivated and experienced Manager or Senior Manager to join our Business Security team, based in Hong Kong. The successful candidate will play a key role in supporting the Business Security Lead (BSL) in ensuring compliance with Hong Kong and Macau...

Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.) Review / develop operational risk management, operational resilience and business continuity management policies and procedures Perform as a second line of defense, provide operational risk management, operational resilience and business continuity management expertise, effective...

A financial institution in Hong Kong seeks an Assistant Risk & Compliance Manager to ensure regulatory compliance across pension business operations. The successful candidate will oversee compliance reviews, coordinate with departments, and assist in audits. Essential qualifications include a relevant degree, a minimum of 3 years in the finance sector, and...

A financial services firm in Hong Kong is seeking an Assistant Manager/Manager for its Compliance Department to ensure adherence to compliance regulations and support daily operations. Responsibilities include monitoring compliance risks, developing procedures, and liaising with regulatory bodies. The ideal applicant has a degree in Finance or related...

A financial infrastructure company in Hong Kong is seeking an Assistant Manager for Legal & Regulatory Compliance. The position involves assisting in compliance works including drafting documents, supporting corporate governance, and researching regulatory updates. Candidates should have a degree in Laws (LLB), 2-3 years of relevant experience, and strong...

A bank in Hong Kong is looking for a Manager/Senior Manager of Regulatory Compliance to oversee the compliance framework and provide practical advice across various banking sectors. The ideal candidate will have at least 5 years of compliance experience in banking or audit firms and a strong understanding of HKMA and SFC regulations. Key responsibilities...

Assistant Manager (Legal & Regulatory Compliance) Hong Kong Interbank Clearing Limited (hereinafter referred to as “the Company”) is a private organization jointly owned by the Hong Kong Monetary Authority (HKMA) and The Hong Kong Association of Banks. The Company’s key objective is to develop and operate a safe and efficient multi-currency and...

A leading insurance firm in Hong Kong is seeking an Associate Director/Senior Manager for Compliance with a focus on regulatory engagement and financial crime compliance. The ideal candidate will possess a Bachelor's degree, extensive experience in compliance, and familiarity with Hong Kong regulations. This position offers competitive benefits including a...