Senior Regulatory Compliance Lead

Manager, Senior Manager, Regulatory Compliance Oversee the design and implementation of the compliance framework, systems, policies and procedures; Provide practical compliance advice in relation of retail, corporate and wealth management businesses, to ensure the Bank’s compliance with all applicable regulatory requirements; Handle day-to-day FATCA/CRS...

A leading insurance company in Hong Kong is seeking a Compliance Officer with over 7 years of experience in the financial or insurance industry. The successful candidate will investigate compliance cases, develop training programs, and provide advisory support on regulatory matters. Expect a dynamic work environment where you can influence compliance...

A major banking institution in Hong Kong is looking for a professional with extensive knowledge in regulatory compliance. The role involves advising on regulatory matters, managing submissions, and ensuring compliance with banking regulations. Candidates should possess a Bachelor’s degree and at least 5 years of experience in the field. Fluency in both...

A leading insurance firm in Hong Kong is seeking an Associate Director/Senior Manager for Compliance with a focus on regulatory engagement and financial crime compliance. The ideal candidate will possess a Bachelor's degree, extensive experience in compliance, and familiarity with Hong Kong regulations. This position offers competitive benefits including a...

Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify gaps Advise, review and manage regulatory submissions, notifications and communications, ensure timeliness, quality and proper...

A financial services company based in Hong Kong is seeking a Compliance Officer to oversee licensing administration and regulatory compliance for their insurance brokerage. The ideal candidate will have 3-5 years of experience in compliance and strong knowledge of HKIA regulations. Responsibilities include managing licensing workflows, coordinating with...

Manager/Senior Manager - Business Security & Regulatory Compliance - Hong Kong We are seeking a highly motivated and experienced Manager or Senior Manager to join our Business Security team, based in Hong Kong. The successful candidate will play a key role in supporting the Business Security Lead (BSL) in ensuring compliance with Hong Kong and Macau...

A leading financial services provider located in Hong Kong seeks a compliance professional to support the implementation of compliance frameworks and assist in regulatory reporting. Candidates should possess a degree in Law, Accounting, or Business and have at least 4–6 years of experience in compliance or AML roles. Strong analytical and communication...

Assistant Manager, Policy and Regulatory Compliance (Legal & Compliance Dept.) Review / develop operational risk management, operational resilience and business continuity management policies and procedures Perform as a second line of defense, provide operational risk management, operational resilience and business continuity management expertise, effective...

A leading global technology company is seeking a Head of Regulatory Compliance for the APJ region. This role involves shaping compliance frameworks, leading a dedicated team, and overseeing import/export regulations within a dynamic environment. Candidates should have over 10 years in regulatory compliance with at least 5 years in a leadership position. The...