Senior Compliance Lead — Insurance Brokerage

ZUU Group is a diversified financial services firm based in Hong Kong, offering integrated solutions in insurance brokerage , wealth management , and Capital Investment Entrant Scheme (CIES) advisory. We are committed to helping individuals and businesses achieve financial security through tailored insurance solutions and strategic financial planning. Learn...

Responsible Officer (Insurance Brokerage) We are seeking a highly experienced and passionate Responsible Officer (RO) to lead our compliance, internal control, and risk management functions. The ideal candidate will possess strong regulatory knowledge, business insight, and a deep commitment to upholding professional and ethical standards within the...

A diversified financial services firm in Hong Kong is seeking an experienced HR professional to oversee daily HR operations such as recruitment, onboarding, and compliance. The role requires a minimum of 5 years of HR experience, preferably in insurance or financial services, alongside strong skills in process optimisation and problem-solving. The successful...

General Insurance & MPF Product Specialist ZUU Group is a diversified financial services firm based in Hong Kong, offering integrated solutions in insurance brokerage, wealth management, and Capital Investment Entrant Scheme (CIES) advisory. We are committed to helping individuals and businesses achieve financial security through tailored insurance solutions...

A leading brokerage firm in Hong Kong seeks a Compliance Advisor to provide essential compliance advice for retail and institutional brokerage operations. Candidates should have a university degree in Law, Finance, or related disciplines, plus over three years of experience in SFC licensed companies. Proficiency in English, Cantonese, and Mandarin is...

A leading financial services firm in Hong Kong is seeking a Compliance Manager (Securities Brokerage) to develop and implement compliance policies. The successful candidate will conduct audits and provide regulatory guidance, particularly on SFC license matters. Applicants should have experience in compliance within the securities industry and strong...

Compliance Manager (Securities Brokerage) Our Client Our client an internationally established FinTech firm specializing in brokerage services, asset management, and technology-driven investment solutions for a global clientele is looking for a Compliance Manager (Securities Brokerage) to join their friendly team. Responsibilities Develop, implement, and...

Responsibilities Provide practical compliance advice for business such as retail and institutional brokerage; Monitor business operations of SFC licensed corporates and formulate and update internal policies and procedures to ensure compliance with SFC standards; Provide staff training related to compliance guidelines and requirements; Liaise with SFC, HKEX...

A diversified financial services firm is seeking an experienced General Insurance and MPF Product Specialist in Hong Kong. This role focuses on providing product expertise and technical support to internal Independent Financial Advisors (IFAs), assisting them in delivering compliant financial advice. Candidates should have solid experience in General...

A prominent insurance brokerage in Hong Kong is seeking a junior compliance officer to assist in ensuring regulatory compliance within the insurance industry. The ideal candidate will have a Bachelor's degree and 0-2 years of experience, possibly including fresh graduates. Responsibilities include executing compliance monitoring, updating policies, and...