Senior Trade Surveillance Leader – Market Integrity

A global financial services group is seeking a Trade Surveillance Trainee in Hong Kong. You'll join the Capital Market Surveillance team, focusing on monitoring trading transactions to identify potential market abuse. This role serves as an excellent entry point into compliance practices within a leading organization. Required qualifications include a...

Responsibilities Hong Kong serves as the regional Compliance hub, with 100+ professionals organized into specialized teams. As a Trade Surveillance Trainee, you will be part of the Capital Market Surveillance team (CMS), supporting the monitoring of trading transactions to identify potential market abuse by clients or in-house traders while ensuring...

Communications and Trade Surveillance Manager Join to apply for the Communications and Trade Surveillance Manager role at HSBC The Communications and Trade Surveillance manager will support with oversight of Trade & Communications Surveillance activities across the region. The role will work as a connector, ensuring feedback from surveillance alert...

A leading financial services provider in Hong Kong is seeking a Vice President for Market Surveillance and Monitoring. This role is crucial for maintaining market integrity through effective surveillance of cash and derivatives markets. Candidates must possess a Master's in a quantitative field, with over 10 years of experience in financial institutions,...

Perform transaction monitoring and trade surveillance tasks to ensure alerts generated from systems are fully and properly investigated Analyze, maintain and improve setting and implement changes to the trade surveillance system and parameters calibration Carry out investigation and prepare report for internal review/STR filing Collaborate with IT team and...

Your new company Our client is a leading international bank with a strong presence in Asia, committed to integrity, innovation, and client‑centric solutions. We are currently seeking a detail‑oriented and proactive Trade Surveillance Manager to join the Compliance Trade Surveillance team and help safeguard market integrity through vigilant monitoring and...

A global quantitative investment manager in Hong Kong seeks a Compliance Officer for Market Surveillance. The role involves monitoring trading activities to detect potential market abuse while collaborating with various teams to enhance oversight. Candidates should have extensive experience in trade surveillance, familiarity with trade surveillance tools,...

The Communications and Trade Surveillance manager will support with oversight of Trade & Communications Surveillance activities across the region. The role will work as a connector, ensuring feedback from surveillance alert disposition teams, regional technical officers (or other conduits) and Product teams are appropriately captured and actioned by the...

ABN AMRO Clearing (AAC) Market Surveillance operates globally across Europe, USA, and Asia‑Pacific to monitor post‑trade market abuse and conduct risk. Note: This position will be hired under the Hong Kong subsidiary - ABN AMRO Clearing Hong Kong Limited. The Job We are seeking a Market Surveillance Officer to join our Market Surveillance department. In...

Zhong Ou Asset Management International Limited Location: Central and Western District, HK Responsibilities Perform transaction monitoring and trade surveillance tasks to ensure alerts generated from systems are fully and properly investigated. Analyze, maintain and improve setting and implement changes to the trade surveillance system and parameters...