VP, Market Surveillance

A global financial services group is seeking a Trade Surveillance Trainee in Hong Kong. You'll join the Capital Market Surveillance team, focusing on monitoring trading transactions to identify potential market abuse. This role serves as an excellent entry point into compliance practices within a leading organization. Required qualifications include a...

Responsibilities Hong Kong serves as the regional Compliance hub, with 100+ professionals organized into specialized teams. As a Trade Surveillance Trainee, you will be part of the Capital Market Surveillance team (CMS), supporting the monitoring of trading transactions to identify potential market abuse by clients or in-house traders while ensuring...

VP, Head of Surveillance and Trading Compliance, Legal and Compliance Join to apply for the VP, Head of Surveillance and Trading Compliance, Legal and Compliance role at BOCI 1 day ago Be among the first 25 applicants Perform advisory and monitoring tasks together with leading the team within the Surveillance and Trading Compliance function, as 2nd line of...

About the Company Our client is a leading investment bank with a strong presence globally. About the Job Lead a team of 4-6 members in performing monitoring and surveillance functions for the APAC region. Update and modify surveillance framework, policies and procedures. Review compliance monitoring reports, scenario reviews, analyse transaction alerts and...

ABN AMRO Clearing (AAC) Market Surveillance operates globally across Europe, USA, and Asia‑Pacific to monitor post‑trade market abuse and conduct risk. Note: This position will be hired under the Hong Kong subsidiary - ABN AMRO Clearing Hong Kong Limited. The Job We are seeking a Market Surveillance Officer to join our Market Surveillance department. In...

Join to apply for the AVP, Risk Surveillance Analyst role at OCBC 1 week ago Be among the first 25 applicants Join to apply for the AVP, Risk Surveillance Analyst role at OCBC Get AI-powered advice on this job and more exclusive features. Who We AreAs Singapore’s longest established bank, we have been dedicated to enabling individuals and businesses to...

Compliance Officer, Market Surveillance Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s...

A leading European investment bank is seeking a Surveillance Manager to strengthen its Market Surveillance team in Hong Kong. This role requires over 8 years of experience in trade surveillance and strong knowledge of HKEX and SFC regulations. Candidates should be proficient in SMARTS, SQL, and Tableau, with familiarity in algorithmic trading environments....

A leading recruitment agency is seeking a Senior Manager - Market Surveillance in Hong Kong. The role involves overseeing market surveillance activities across the Asia-Pacific region, managing alerts, and ensuring compliance with regulatory standards. Candidates should have at least 8 years of experience in market surveillance within financial services,...

Regulatory Reporting and Surveillance - AVP/VP Subject matter expert for APAC regulatory reporting (trade repositories, SEBI, QFII, short positions). Lead controls, automation and IT partnership to ensure accurate, timely regulatory submissions and minimise operational risk. Key Responsibilities Lead and execute timely, accurate regulatory transaction and...