Trade Surveillance Trainee – Capital Markets

Responsibilities Hong Kong serves as the regional Compliance hub, with 100+ professionals organized into specialized teams. As a Trade Surveillance Trainee, you will be part of the Capital Market Surveillance team (CMS), supporting the monitoring of trading transactions to identify potential market abuse by clients or in-house traders while ensuring...

Overview Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities. Investigate alerts and escalate issues to...

Key Responsibilities Develop and implement a comprehensive trade surveillance framework that ensures compliance with regulations across all markets and jurisdictions we trade. Conduct day-to-day monitoring of trading activities to identify potential compliance issues, market abuse, insider trading, or other irregularities Investigate alerts and elevate...

A financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework and monitor trading activities. The ideal candidate has a bachelor's degree in Finance or a related field, with 5–8 years of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the...

Vice President, Market Surveillance and Monitoring We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven company. Our commitment to...

Join to apply for the Assistant Vice President, Market Surveillance role at Hong Kong Exchanges and Clearing Limited (HKEX) . Company Introduction: We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and...

Vice President, Market Surveillance and Monitoring We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day. HKEX is a purpose-driven company. Our commitment...

Zhong Ou Asset Management International Limited Location: Central and Western District, HK Responsibilities Perform transaction monitoring and trade surveillance tasks to ensure alerts generated from systems are fully and properly investigated. Analyze, maintain and improve setting and implement changes to the trade surveillance system and parameters...

Perform transaction monitoring and trade surveillance tasks to ensure alerts generated from systems are fully and properly investigated Analyze, maintain and improve setting and implement changes to the trade surveillance system and parameters calibration Carry out investigation and prepare report for internal review/STR filing Collaborate with IT team and...

Our client, a global investment manager, is seeking a Market Surveillance professional to monitor trading activity, detect potential market abuse and support regulatory compliance. You will work closely with Compliance, Risk, Trading, and Technology teams to strengthen surveillance processes and governance. What you’ll do: Monitor trading across multiple...