APAC Regional Market Surveillance Lead

We are partnering with a leading global investment manager to recruit a key member for their Global Trade Surveillance team. This is a high-visible and critical role in a best-in-class global team, with the opportunity to establish and influence the control framework across the region. Being part of global surveillance team, you will be responsible for APAC...

A leading global investment manager is seeking a key member for their Global Trade Surveillance team in Hong Kong. The role involves establishing a comprehensive trade surveillance control framework across all asset classes in the APAC region. The ideal candidate will have over 4 years of direct trade surveillance experience, preferably in APAC equities,...

A leading investment bank in Hong Kong seeks a skilled professional to lead a surveillance team focused on the APAC region. Responsibilities include updating policies, reviewing compliance reports, and collaborating on market abuse activities. The ideal candidate will possess a university degree in law, accounting, or finance, with a minimum of 6 years of...

A leading financial services firm in Hong Kong is seeking a Senior Manager - Market Surveillance. The role involves overseeing market surveillance activities across the Asia-Pacific region, managing alerts for potential market abuse, and ensuring compliance with regulations. Candidates should have at least 8 years of experience in market surveillance, strong...

A foreign financial institution in Hong Kong is seeking a Senior Manager - Market Surveillance to ensure the integrity of high frequency trading activities across the Asia-Pacific region. This critical role involves overseeing market surveillance, investigating potential abuse cases, and managing surveillance systems. Candidates should have at least 8 years...

About the Company Our client is a leading investment bank with a strong presence globally. About the Job Lead a team of 4-6 members in performing monitoring and surveillance functions for the APAC region. Update and modify surveillance framework, policies and procedures. Review compliance monitoring reports, scenario reviews, analyse transaction alerts and...

Senior Manager - Market Surveillance (Regional), Foreign Bank We are seeking a highly experienced Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity of our high frequency trading activities across equities and derivatives markets throughout the Asia‑Pacific region. The successful candidate...

A leading financial institution in Hong Kong seeks a Regional Surveillance Oversight Lead. This role involves overseeing BAU surveillance activities, ensuring compliance with defined protocols, and collaborating closely with colleagues across various regions. The ideal candidate has extensive experience in surveillance within large financial entities, strong...

The Regional Surveillance Oversight Lead is responsible for overseeing regional BAU surveillance activities, which include regional governance and MI, regulatory and auditor engagement, ensuring they are following defined protocols and procedures as well as developing the Enhanced Surveillance Programme. The role reports to the Regional Head of Surveillance....

Regional Director, VIS Consumer Goods APAC This role leads the Consumer Goods vertical for the APAC region, driving strategic growth, customer engagement, and commercial success. The Regional Director will shape and execute sales strategies, manage key accounts, and collaborate cross‑functionally to deliver tailored logistics solutions. Key...