Compliance Officer, Market Surveillance
1 week ago
Compliance Officer, Market Surveillance Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s collaborative mindset which enables us to solve the most complex challenges. QRT’s culture of innovation continuously drives our ambition to deliver high quality returns for our investors. Join our Compliance team in Hong Kong as a Market Surveillance Analyst, monitoring trading activity across global markets to detect potential market abuse and support QRT’s regulatory obligations. You’ll work with Compliance, Risk, Trading, and Technology to strengthen surveillance processes and ensure effective oversight. Key Responsibilities and Qualifications Monitor and analyse trading activity across all asset classes to detect potential market abuse or unusual behaviour. Review, refine and deploy new trade surveillance alerts and dashboards to strengthen detection capabilities. Conduct investigations and expedite findings in line with regulatory expectations and internal policy. Collaborate with internal stakeholders to improve surveillance effectiveness and governance. Keep abreast of regulatory developments, market trends, and new trading behaviours. 3+ years’ experience in trade surveillance at a trading venue, regulator, or financial institution. Prior experience in a high‑frequency trading firm or multi‑strat hedge fund is preferred. Familiarity with Nasdaq SMARTS or equivalent trade surveillance platforms. Strong analytical and problem‑solving skills with some proficiency in programming and data manipulation (Python, SQL or similar) is advantageous. Experience with FICC products and/or crypto products is advantageous. Knowledge of market structure, electronic trading, and market abuse regulations. Confident communicator, able to engage effectively with traders and management. Degree educated in a relevant field is preferred. QRT is an equal opportunity employer. We welcome diversity as essential to our success. QRT empowers employees to work openly and respectfully to achieve collective success. In addition to professional achievement, we are offering initiatives and programs to enable employees achieve a healthy work‑life balance. #J-18808-Ljbffr
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Compliance Officer, Market Surveillance
2 days ago
Hong Kong Island, Hong Kong SAR China Danos Group Full timeOur client, a global investment manager, is seeking a Market Surveillance professional to monitor trading activity, detect potential market abuse and support regulatory compliance. You will work closely with Compliance, Risk, Trading, and Technology teams to strengthen surveillance processes and governance. What you’ll do: Monitor trading across multiple...
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Senior Market Surveillance
2 days ago
Hong Kong Island, Hong Kong SAR China Danos Group Full timeA leading global investment manager in Hong Kong is seeking a Market Surveillance professional to monitor trading activities and ensure compliance with regulations. The ideal candidate should have over 7 years of experience in trade surveillance, strong analytical skills, and proficiency in Python and SQL. This full-time role requires collaboration with...
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Market Surveillance, Assistant Manager
1 week ago
hong kong, Hong Kong SAR China ABN AMRO Clearing Bank Full timeABN AMRO Clearing (AAC) Market Surveillance operates globally across Europe, USA, and Asia‑Pacific to monitor post‑trade market abuse and conduct risk. Note: This position will be hired under the Hong Kong subsidiary - ABN AMRO Clearing Hong Kong Limited. The Job We are seeking a Market Surveillance Officer to join our Market Surveillance department. In...
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Assistant Manager Market Surveillance
4 days ago
Hong Kong Island, Hong Kong SAR China Aquis Search Limited Full timeOur client is a leading global financial services institution with a strong presence across Asia, Europe, and the Americas. They are seeking an Assistant Manager, Market Surveillance to join its Asia‑Pacific Market Surveillance team based in Hong Kong. This team plays a critical role in ensuring the integrity of markets and adherence to global and local...
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Senior Compliance Officer
6 days ago
hong kong, Hong Kong SAR China OSL Full timeOverview AML Compliance Officer (Transaction Monitoring) - Digital Assets OSL is Hong Kong's first SFC-licensed digital asset platform. We are seeking a AML Compliance Officer (Transaction Monitoring) - Digital Assets to strengthen our first line of defense against financial crime. You will play a critical role in monitoring transaction activity,...
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Hong Kong Island, Hong Kong SAR China Qube Research & Technologies Full timeA global quantitative investment manager in Hong Kong seeks a Compliance Officer for Market Surveillance. The role involves monitoring trading activities to detect potential market abuse while collaborating with various teams to enhance oversight. Candidates should have extensive experience in trade surveillance, familiarity with trade surveillance tools,...
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Senior Manager
2 days ago
Hong Kong Island, Hong Kong SAR China Michael Page International (HK) Ltd Full timeSenior Manager - Market Surveillance (Regional), Foreign Bank We are seeking a highly experienced Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity of our high frequency trading activities across equities and derivatives markets throughout the Asia‑Pacific region. The successful candidate...
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Hong Kong Island, Hong Kong SAR China BOC International Holdings Ltd Full timeVP, Head of Surveillance and Trading Compliance, Legal and Compliance Key Accountabilities Perform advisory and monitoring tasks together with leading the team within the Surveillance and Trading Compliance function, as 2nd line of defense; Responsible for issuing relevant regulatory updates to business departments and tracking interpretations; Responsible...
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Trading Compliance
4 days ago
Hong Kong Island, Hong Kong SAR China BOC International Holdings Ltd Full timeA leading investment bank in Hong Kong is seeking an Associate for Surveillance and Trading Compliance. The role involves issuing regulatory updates, reviewing trade surveillance, and providing compliance guidance. The ideal candidate will possess a degree in Law, Accounting, or Finance, along with 3-4 years of experience in the securities compliance field....
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Senior Crypto Trade Surveillance
4 days ago
Hong Kong Island, Hong Kong SAR China Tokalent Full timeA virtual asset trading platform is looking for a Compliance Manager / Senior Manager to oversee trade surveillance and ensure compliance with regulations. You'll perform investigations on alerts, lead system enhancements, and communicate with various stakeholders including regulatory authorities. A minimum of three years in compliance with experience in...
