Trade Surveillance Manager, Foreign Bank
1 day ago
Your new company Our client is a leading international bank with a strong presence in Asia, committed to integrity, innovation, and client‑centric solutions. We are currently seeking a detail‑oriented and proactive Trade Surveillance Manager to join the Compliance Trade Surveillance team and help safeguard market integrity through vigilant monitoring and analysis. Your new role Conduct daily trade surveillance across multiple asset classes to detect potential market abuse, insider trading, or other irregularities. Investigate alerts generated by surveillance systems and escalation findings as appropriate. Assist in enhancing surveillance models and tuning parameters to improve detection accuracy. Collaborate with internal stakeholders including Front Office, Legal, and Risk to ensure timely resolution of issues. Support regulatory enquiries and audits by preparing relevant documentation and analysis. Stay abreast of regulatory developments and industry best practices in trade surveillance and compliance. Contribute to ad‑hoc compliance projects and initiatives as assigned. What you’ll need to succeed Bachelor’s degree in Finance, Law, Business, or a related discipline. Requirement of 7‑8+ years of experience in trade surveillance/compliance within banking, financial services, or FinTech. Familiarity with surveillance tools (SMARTS system ) is a must. Strong analytical skills with attention to detail and a proactive mindset. Excellent communication skills in English. Ability to work independently and under pressure in a fast‑paced environment. What you need to do now If you’re interested in this role, click ‘Apply Now’ to forward an up‑to‑date copy of your CV, or call us now. If this job isn’t quite right for you, but you are looking for a new position, please contact us for a confidential discussion about your career. #J-18808-Ljbffr
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hong kong, Hong Kong SAR China HSBC Full timeCommunications and Trade Surveillance Manager Join to apply for the Communications and Trade Surveillance Manager role at HSBC The Communications and Trade Surveillance manager will support with oversight of Trade & Communications Surveillance activities across the region. The role will work as a connector, ensuring feedback from surveillance alert...
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Trade Surveillance Trainee – Capital Markets
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Hong Kong Island, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeA global financial services group is seeking a Trade Surveillance Trainee in Hong Kong. You'll join the Capital Market Surveillance team, focusing on monitoring trading transactions to identify potential market abuse. This role serves as an excellent entry point into compliance practices within a leading organization. Required qualifications include a...
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Surveillance Manager
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Hong Kong Island, Hong Kong SAR China Larson Maddox Full timeSenior Consultant of Financial Services Legal & Compliance Recruitment A leading European investment bank with a strong presence in Asia is seeking a Surveillance Manager to strengthen its Market Surveillance team in Hong Kong. Base pay range: HK$840,000 - HK$960,000 per year. JOB RESPONSIBILITIES Conduct trade and post-trade surveillance to detect market...
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V.I.E. Capital Market Surveillance
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Hong Kong Island, Hong Kong SAR China SGS Société Générale de Surveillance SA Full timeResponsibilities Hong Kong serves as the regional Compliance hub, with 100+ professionals organized into specialized teams. As a Trade Surveillance Trainee, you will be part of the Capital Market Surveillance team (CMS), supporting the monitoring of trading transactions to identify potential market abuse by clients or in-house traders while ensuring...
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Hong Kong, Hong Kong SAR China HSBC Full timeThe Communications and Trade Surveillance manager will support with oversight of Trade & Communications Surveillance activities across the region. The role will work as a connector, ensuring feedback from surveillance alert disposition teams, regional technical officers (or other conduits) and Product teams are appropriately captured and actioned by the...
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Market Surveillance Manager
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hong kong, Hong Kong SAR China ABN AMRO Clearing Bank Full timeABN AMRO Clearing (AAC) Market Surveillance operates globally across Europe, USA, and Asia‑Pacific to monitor post‑trade market abuse and conduct risk. Note: This position will be hired under the Hong Kong subsidiary - ABN AMRO Clearing Hong Kong Limited. The Job We are seeking a Market Surveillance Officer to join our Market Surveillance department. In...
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Trade Surveillance Officer
2 weeks ago
Hong Kong Island, Hong Kong SAR China Futu Securities International (Hong Kong) Limited Full timeZhong Ou Asset Management International Limited Location: Central and Western District, HK Responsibilities Perform transaction monitoring and trade surveillance tasks to ensure alerts generated from systems are fully and properly investigated. Analyze, maintain and improve setting and implement changes to the trade surveillance system and parameters...
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Trade Surveillance Officer
2 weeks ago
Hong Kong Island, Hong Kong SAR China Futu Holdings Limited Full timePerform transaction monitoring and trade surveillance tasks to ensure alerts generated from systems are fully and properly investigated Analyze, maintain and improve setting and implement changes to the trade surveillance system and parameters calibration Carry out investigation and prepare report for internal review/STR filing Collaborate with IT team and...
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Trade Surveillance, VP
1 week ago
Hong Kong Island, Hong Kong SAR China Randstad Full timeAbout the Company Our client is a leading investment bank with a strong presence globally. About the Job Lead a team of 4-6 members in performing monitoring and surveillance functions for the APAC region. Update and modify surveillance framework, policies and procedures. Review compliance monitoring reports, scenario reviews, analyse transaction alerts and...
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hong kong, Hong Kong SAR China Leadingnation Full timeA leading international bank in Hong Kong is seeking a detail-oriented Trade Surveillance Manager to enhance market integrity through comprehensive trade surveillance. The successful candidate will monitor potential market abuse across multiple asset classes, collaborate closely with internal teams to resolve issues, and support regulatory inquiries. Ideal...
