KYC & Compliance Officer (Asset Management)

A leading recruitment firm in Hong Kong is seeking a KYC & Compliance Officer for Asset Management to oversee onboarding processes and maintain KYC documentation in compliance with regulatory standards. The role requires in-depth knowledge of KYC and AML regulations, as well as proficiency in Cantonese, Mandarin, and English. The ideal candidate will exhibit...

Our client is a leading asset management firm in Hong Kong, they are now looking for an KYC Assistant to join their expanding team. Primary Responsibilities Oversee the onboarding process for new clients by collecting, validating, and maintaining comprehensive KYC documentation in line with regulatory, internal, and SFC guidelines. Perform ongoing monitoring...

Global Private Bank with Outstanding Benefits KYC/SOW & Account Opening Approval AML Compliance & Risk Mgmt Our Client Representing one of the most established pure play international private bank & asset management group hiring over 5000 employees across the globe to search for immediately available and experienced KYC Compliance talents! Job Duties...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

Compliance Analyst/Associate, Global Asset Management Regional Compliance with Global Asset Manager Regulatory, Central and Investment Compliance Regional Exposure & Competitive Package Our Client Appointed by a worldclass Global Asset Mgmt & Alternative Investment industry leader, hiring over 1000 investment professionals and total AUM of USD 240 Bn to...

Handle and oversee daily trade settlements for SFC‑authorized public funds, ensuring accuracy and compliance with regulatory requirements. Conduct AML/KYC due diligence for public fund investors and advisory clients in accordance with internal policies and regulatory standards. Liaise with advisers, brokers, custodians, fund administrators, and internal...

Responsibilities Handle corporate and individual SFC licensing applications Arrange compliance trainings and keep track of training records Review client due diligence (KYC) documents submitted by sales on new and existing clients Review sales and marketing> Facilitate sales to conduct counter‑party/client due diligence on ChinaAMC Monitor personal account...

Responsibilities Handle and oversee daily trade settlements for SFC‑authorized public funds, ensuring accuracy and compliance with regulatory requirements. Conduct AML/KYC due diligence for public fund investors and advisory clients in accordance with internal policies and regulatory standards. Liaise with advisers, brokers, custodians, fund...

A leading asset management firm in Sheung Wan, Hong Kong, is seeking a Responsible Officer to oversee regulatory compliance and technology operations. The ideal candidate will have at least 10 years of experience in asset management, with a strong background in IT governance and a proven fundraising track record. Fluency in English and Chinese is required....

Top Ranking Pure Play Swiss Based Private Bank North Asia KYC/SOW and Compliance Function Our Client Appointed by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the North Asia Compliance Department. Job Duties Perform client due diligence review on account opening documents and source...