KYC & Compliance Lead – Asset Management

KYC & Compliance Officer (Asset Management) Oversee the onboarding process for new clients by collecting, validating, and maintaining comprehensive KYC documentation in line with regulatory, internal, and SFC guidelines. Perform ongoing monitoring and regular reviews of client data to ensure compliance with KYC, AML, and related regulatory requirements....

Our client is a leading asset management firm in Hong Kong, they are now looking for an KYC Assistant to join their expanding team. Primary Responsibilities Oversee the onboarding process for new clients by collecting, validating, and maintaining comprehensive KYC documentation in line with regulatory, internal, and SFC guidelines. Perform ongoing monitoring...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

A leading asset management firm in Sheung Wan, Hong Kong, is seeking a Responsible Officer to oversee regulatory compliance and technology operations. The ideal candidate will have at least 10 years of experience in asset management, with a strong background in IT governance and a proven fundraising track record. Fluency in English and Chinese is required....

Global Private Bank with Outstanding Benefits KYC/SOW & Account Opening Approval AML Compliance & Risk Mgmt Our Client Representing one of the most established pure play international private bank & asset management group hiring over 5000 employees across the globe to search for immediately available and experienced KYC Compliance talents! Job Duties...

Responsibilities Handle corporate and individual SFC licensing applications Arrange compliance trainings and keep track of training records Review client due diligence (KYC) documents submitted by sales on new and existing clients Review sales and marketing> Facilitate sales to conduct counter‑party/client due diligence on ChinaAMC Monitor personal account...

A financial services provider in Hong Kong is seeking an Assistant Manager/Senior Executive for the Compliance Department. You will lead KYC/CDD reviews for high-risk clients, develop compliance policies, and liaise with regulators. The ideal candidate has a relevant degree and 3-5 years of experience in KYC/compliance within financial institutions....

A leading digital asset platform in Hong Kong is seeking a KYC Analyst to manage client onboarding processes and ensure compliance with KYC regulations. The ideal candidate will have over 2 years of experience in KYC within financial institutions and a strong understanding of relevant regulations. Proficiency in both English and Chinese is essential for this...

A forward-thinking financial institution in Hong Kong seeks a Compliance Manager to develop compliance policies and oversee daily operations. The ideal candidate has over 3 years of experience in compliance management, expertise in asset management regulations, and deep knowledge of AML and KYC. Proficiency in both English and Cantonese is required, along...

A financial services company in Hong Kong is seeking a candidate for roles in fund operations. Responsibilities include managing daily trade settlements, conducting AML/KYC due diligence, and liaising with various stakeholders to resolve discrepancies. The ideal candidate should have 2 to 4 years of relevant experience within the asset management or fund...