KYC Compliance Senior Manager
3 days ago
Global Private Bank with Outstanding Benefits KYC/SOW & Account Opening Approval AML Compliance & Risk Mgmt Our Client Representing one of the most established pure play international private bank & asset management group hiring over 5000 employees across the globe to search for immediately available and experienced KYC Compliance talents Job Duties conducting KYC due diligence, account opening approval, AML investigations, and ensuring compliance with SOW requirements. managing regulatory reporting, handling client onboarding procedures, and supporting various risk-related initiatives. Report to the North Asia Head of Business Risk. Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region. Gatekeeper to ensure fulfilment of HKMA/SFC regulatory requirements. AML/KYC/SOW/Surveillance Exp. with Private Banks. Multiple Expansion Headcounts with International Private Banks. Bridge between Front office and Compliance/AML team for COB & PR Cases. Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory requirements. Assume 2 nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the region. KYC/SOW Specialists for COB/Periodic Review. Multiple Expansion Contract & Permanent Headcounts. Global Private Bank with Excellent Worklife Balance. Promising APAC Compliance Career & Good Hours. Report to Regional Head of Compliance & Risk. Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals. Gatekeeper to ensure fulfilment of HKMA regulatory requirements. Excellent Worklife Balance & Job Security. Regulatory Compliance Testing & Control. Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to regulatory requirements including HKMA/SFC/MAS and corporate governance. Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting. Report to North Asia Head of Compliance. Requirements The ideal candidate will have a minimum 5 years in compliance or KYC/AML roles with Int’l private bank. Expertise in HKMA regulation, and a solid understanding of AML and KYC/SOW requirements. Degree holder with excellent proficiency in English, Mandarin and Cantonese. Regional 1.5 Line of Defense Global Private Bank. Good Hours and Excellent Job Security. #J-18808-Ljbffr
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Senior Compliance Consultant: AML/KYC
5 days ago
Hong Kong Island, Hong Kong SAR China Compliance Consulting Limited Full timeA financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...
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Senior Compliance
5 days ago
Hong Kong Island, Hong Kong SAR China Chief Full timeA financial services provider in Hong Kong is seeking an Assistant Manager/Senior Executive for the Compliance Department. You will lead KYC/CDD reviews for high-risk clients, develop compliance policies, and liaise with regulators. The ideal candidate has a relevant degree and 3-5 years of experience in KYC/compliance within financial institutions....
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Senior Compliance Consultant
5 days ago
Hong Kong Island, Hong Kong SAR China Compliance Consulting Limited Full timeComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...
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KYC Associate/Compliance
3 days ago
Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeTop Ranking Pure Play Swiss Based Private Bank North Asia KYC/SOW and Compliance Function Our Client Appointed by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the North Asia Compliance Department. Job Duties Perform client due diligence review on account opening documents and source...
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Senior Manager, AML/KYC Analytics
3 days ago
hong kong, Hong Kong SAR China ConnectedGroup Limited Full timeA leading financial institution in Hong Kong is seeking a Senior Manager in Financial Crime Compliance to oversee AML/CFT analytics and KYC advisory. This role requires over 10 years of experience in compliance or AML, with a strong understanding of regulations and data analytics. The successful candidate will enhance AML processes, collaborate with IT, and...
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hong kong, Hong Kong SAR China OKX Full timeSenior/Staff Java Engineer, KYC, Compliance Platform Join to apply for the Senior/Staff Java Engineer, KYC, Compliance Platform role at OKX 1 day ago Be among the first 25 applicants Join to apply for the Senior/Staff Java Engineer, KYC, Compliance Platform role at OKX Talent Acquisition | Technology | Web3 | Crypto | Blockchain About OKX At OKX, we believe...
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Senior KYC Manager
3 days ago
Hong Kong Island, Hong Kong SAR China Robert Half Hong Kong Limited Full timeA leading financial services firm in Hong Kong is seeking a Senior Manager for KYC operations. This role involves overseeing the KYC reviews, leading a local team, and advising clients on KYC requirements. The ideal candidate will have at least 10 years of experience in client due diligence, a strong grasp of corporate structures, and excellent communication...
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Senior Client Onboarding Officer
1 week ago
Hong Kong Island, Hong Kong SAR China Compliance Commit Consulting Ltd Full timeSenior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...
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Senior KYC
3 days ago
Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeA global private bank in Hong Kong is looking for KYC Compliance specialists with at least 5 years of experience in KYC/AML roles within international banks. The role involves conducting due diligence, handling regulatory compliance, and managing client onboarding. Candidates must have expertise in HKMA regulations and be proficient in English, Mandarin, and...
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KYC Compliance Specialist
1 day ago
Hong Kong Island, Hong Kong SAR China Pure Hong Kong Full timeKYC Compliance Specialist - Pure Hong Kong I am looking for a KYC Operations Team Lead for my client, a leading digital payment platform in Hong Kong. Responsibilities Establish and refine procedures for KYC Customer Due Diligence and Customer Service specifically for transactions involving stablecoins. Oversee the team in executing KYC and Corporate Due...
