KYC Associate/Compliance
4 days ago
Top Ranking Pure Play Swiss Based Private Bank North Asia KYC/SOW and Compliance Function Our Client Appointed by a European Global Private Bank with established operations in over 20 locations to search for KYC Associate to be part of the North Asia Compliance Department. Job Duties Perform client due diligence review on account opening documents and source of wealth (SOW) Accountable for KYC for new/periodic clients including low to high risk Ensure all account opening documents are complied with Bank policy and HKMA regulations Liaise with front office to follow up on outstanding and exceptional cases Facilitate any ad-hoc regional projects from regulatory to automation related initiatives Report to the North Asia Head of Business Risk Accountable for conducting regulatory & thematic business risk assessment including product suitability, cross border, pricing, selling process, transaction review by collaborating with the front office, investment, compliance and audit teams across the region Gatekeeper to ensure fulfilment of HKMA/SFC regulatory requirements AML/KYC/SOW/Surveillance Experience with Private Banks Multiple Expansion Headcounts with Int’l Private Banks Bridge between Front office and Compliance/AML team for COB & PR Cases Fully Accountable for CDD/KYC/SOW and Transaction Monitoring to ensure fulfilment of HKMA, MAS and AML/CFT regulatory requirements Assume 2 nd LOD to advise FO on any FCC/KYC/EDD related matters for low to high risk clients across the region KYC/SOW Specialists for COB/Periodic Review Multiple Expansion Contract & Permanent Headcounts Global Private Bank with Excellent Worklife Balance Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory requirements Promising APAC Compliance Career & Good Hours Report to Regional Head of Compliance & Risk Accountable for conducting 1.5 line of defense & risk assessment from account opening, product suitability, selling process and transaction review by collaborating with front office, investment, OR & Compliance professionals Gatekeeper to ensure fulfilment of HKMA regulatory requirements Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Conduct periodic compliance testing & thematic audit to ensure daily activities of HK Branch adhere to the regulatory requirements including HKMA/SFC/MAS and corporate governance Review and oversight the effective implementation of control programs through ongoing review, monitoring and surveillance, investigation and reporting Report to North Asia Head of Compliance Requirements Degree holder in Accounting/ Business/Legal or related disciplines 3 years+/- of relevant KYC experiencer earned from int’l bank Relevant industry experience in private banking business is highly desirable Good understanding of AML/HKMA/SFC regulatory requirements Driven with strong problem solving capability and communication skill to work with internal stakeholders Regional 1.5 Line of Defense Global Private Bank Good Hours and Excellent Job Security #J-18808-Ljbffr
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Senior Compliance Consultant: AML/KYC
6 days ago
Hong Kong Island, Hong Kong SAR China Compliance Consulting Limited Full timeA financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...
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Hong Kong Island, Hong Kong SAR China Projob21.com Ltd. Full timeA European Global Private Bank in Hong Kong seeks a KYC Associate for its North Asia Compliance Department. This role involves performing client due diligence, ensuring compliance with HKMA regulations, and managing KYC processes for both new and periodic clients. The ideal candidate should have a degree in Accounting, Business, or Legal disciplines,...
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KYC/AML - Associate
1 week ago
Hong Kong Island, Hong Kong SAR China ConnectedGroup Full timeKYC/AML - Associate Company: ConnectedGroup About the Company: Our client is a leading international financial institution with a strong presence in Asia. The organization is known for its stability, global network, and commitment to delivering high‑quality banking solutions to corporate clients. It offers a collaborative work environment and opportunities...
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KYC Associate/Analyst, AML Compliance
6 days ago
Hong Kong Island, Hong Kong SAR China McCabe International Ltd Full timeKYC Associate/Analyst, AML Compliance - Large Corporate Banking/FS As a proud member of the Ascentium Group, we stand at the forefront of innovation in Human Capital Solutions. With a forward‑thinking mindset, we deliver a tailored suite of services that empower our clients to thrive in today’s fast‑changing business landscape. Job Description Our...
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Associate, KYC Operations, Operations
6 days ago
Hong Kong Island, Hong Kong SAR China CLSA Full timeJoin to apply for the Associate, KYC Operations, Operations role at CLSA 1 day ago Be among the first 25 applicants The main responsibilities include periodic review and other KYC‑related tasks; client onboarding is not part of the scope. Act as SME to guide clients through the KYC Requirements and document variations. Risk and regulatory classification of...
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Hong Kong Island, Hong Kong SAR China Leadingnation Full timeJOB DESCRIPTION This is your opportunity to join a dynamic team that partners across the business to ensure robust AML/KYC standards. You’ll collaborate with stakeholders at all levels, drive process enhancements, and help shape the future of compliance in Asia Pacific. If you thrive in a fast-paced environment and want to make a difference, we want to...
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Senior KYC/CDD Associate
4 days ago
Hong Kong Island, Hong Kong SAR China McCabe International Ltd Full timeA multinational bank in Hong Kong is seeking a (Senior) KYC/CDD Associate to conduct KYC and CDD for corporate clients. The ideal candidate holds a degree in Business or Finance, has at least two years' experience in AML/KYC compliance, and is proficient in both English and Chinese. Responsibilities include ensuring AML risk management and compliance,...
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KYC Associate
1 week ago
Hong Kong Island, Hong Kong SAR China ALL-STAR AGENCY Full timeVice President | ALL-STAR AGENCY | Recruiting Champions in Finance and Technology Overview A leading foreign corporate bank is seeking a KYC Associate to join its Japanese Corporate Banking team in Hong Kong. This role sits within a dedicated KYC sub‑team and focuses on client due diligence and ongoing AML monitoring for corporate customers. It is an...
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KYC/CDD Analyst – Corporate Banking
6 days ago
Hong Kong Island, Hong Kong SAR China McCabe International Ltd Full timeA multinational banking organization based in Hong Kong is seeking a KYC, CDD Associate/Analyst to support client onboarding and compliance processes. The ideal candidate has at least 2 years of experience in KYC/AML within banking, holds relevant certifications, and is proficient in both English and Chinese. Responsibilities include conducting client due...
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hong kong, Hong Kong SAR China CLSA Full timeAssociate Director, KYC Operations, Operations Join to apply for the Associate Director, KYC Operations, Operations role at CLSA Responsibilities The main responsibilities include periodic review and other KYC-related tasks; client onboarding is not part of the scope. Lead the local team and coordinate with the Head of KYC Operations. Identify, recommend,...
