Associate, KYC Operations, Operations

Associate Director, KYC Operations, Operations Join to apply for the Associate Director, KYC Operations, Operations role at CLSA Responsibilities The main responsibilities include periodic review and other KYC-related tasks; client onboarding is not part of the scope. Lead the local team and coordinate with the Head of KYC Operations. Identify, recommend,...

Responsibilities Study & process corporate actions and monitor the lifecycle of events within pre-defined cutoff time and timely escalation for irregular cases detected Execute & support of (1) the full settlement cycle of private banking products (e.g. equities, bonds, investment funds, structured products and derivatives); (2) deposit and remittance...

A financial services company in Hong Kong is seeking an experienced professional to manage corporate actions processing within Private Banking. Responsibilities include executing full settlement cycles for products such as equities and bonds, and participating in workflow enhancements to reduce operational risks. Candidates should have at least 3 years of...

A financial services company in Hong Kong is seeking an Associate for KYC Operations. The role involves conducting periodic reviews, guiding clients through KYC requirements, and verifying documents. Candidates should have a Bachelor's degree, 3–5 years in KYC/client onboarding, and strong communication skills. Proficiency in Mandarin is advantageous. This...

Operations Officer / Senior Operations Officer (Onboarding/ KYC) Oversee and manage the KYC process for new and existing clients, ensuring adherence to regulatory standards and internal policies. Conduct thorough reviews of customer profiles, KYC documents, and due diligence data during onboarding and periodic reviews. Analyze KYC information to identify...

Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Qube Research & Technologies Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to...

The KYC Operations Group Manager is a senior management-level position responsible for accomplishing results through the management of a team or department to provide Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting services in coordination with the Compliance and Control team. The overall objective of this role is to...

KYC/AML - Associate Company: ConnectedGroup About the Company: Our client is a leading international financial institution with a strong presence in Asia. The organization is known for its stability, global network, and commitment to delivering high‑quality banking solutions to corporate clients. It offers a collaborative work environment and opportunities...

Mox is built by and for the ones who aspire to live life to the fullest – we call them Generation Mox! The name Mox reflects the endless opportunities we can create. Why Mox Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about,...

A leading global financial services firm in Hong Kong is seeking a KYC Operations Analyst. This role involves conducting customer due diligence checks and ensuring compliance with AML regulations. The ideal candidate has 2-3 years of experience in KYC/AML, excellent analytical skills, and the ability to communicate effectively across various internal...