Associate Director, KYC Operations, Operations

Join to apply for the Associate, KYC Operations, Operations role at CLSA 1 day ago Be among the first 25 applicants The main responsibilities include periodic review and other KYC‑related tasks; client onboarding is not part of the scope. Act as SME to guide clients through the KYC Requirements and document variations. Risk and regulatory classification of...

Responsibilities Study & process corporate actions and monitor the lifecycle of events within pre-defined cutoff time and timely escalation for irregular cases detected Execute & support of (1) the full settlement cycle of private banking products (e.g. equities, bonds, investment funds, structured products and derivatives); (2) deposit and remittance...

A financial services company in Hong Kong is seeking an experienced professional to manage corporate actions processing within Private Banking. Responsibilities include executing full settlement cycles for products such as equities and bonds, and participating in workflow enhancements to reduce operational risks. Candidates should have at least 3 years of...

A financial services company in Hong Kong is seeking an Associate for KYC Operations. The role involves conducting periodic reviews, guiding clients through KYC requirements, and verifying documents. Candidates should have a Bachelor's degree, 3–5 years in KYC/client onboarding, and strong communication skills. Proficiency in Mandarin is advantageous. This...

Associate Director, Operational Change Management, Operations Join to apply for the Associate Director, Operational Change Management, Operations role at CLSA The Associate Director of Operational Change Management, based in Hong Kong, reports directly to the Head of Asia Operations. This key role focuses on enhancing existing business processes, building...

Associate Director, Client Onboarding Asia, Operations, CFCM, Investment Banking Join CLSA in applying for the Associate Director, Client Onboarding Asia, Operations, CFCM, Investment Banking role. This is a leadership role within the Corporate Finance and Capital Markets (“CFCM”) department. The Associate Director will oversee and lead the onboarding...

Operations Officer / Senior Operations Officer (Onboarding/ KYC) Oversee and manage the KYC process for new and existing clients, ensuring adherence to regulatory standards and internal policies. Conduct thorough reviews of customer profiles, KYC documents, and due diligence data during onboarding and periodic reviews. Analyze KYC information to identify...

IT Associate Director (Infrastructure & Operation) ~HKD 1Mil+ The Associate Director (IT Infrastructure) role is an exceptional opportunity for an experienced professional to manage and oversee infrastructure and operational technology initiatives. This position focuses on ensuring the seamless delivery of IT services and operations in Hong Kong. This...

The KYC Operations Group Manager is a senior management-level position responsible for accomplishing results through the management of a team or department to provide Anti-Money Laundering (AML) monitoring, governance, oversight and regulatory reporting services in coordination with the Compliance and Control team. The overall objective of this role is to...

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