Responsible Officer
7 hours ago
Responsible Officer (Type 4,9 Flexible Hour) Act as a Responsible Officer with the SFC for Type 4 and Type 9 (Asset Management) regulated activities. Oversee, manage, and ensure compliance with all applicable laws, rules, and regulations, including the SFC's Code of Conduct and guidelines. Provide guidance and leadership on the development, implementation, and monitoring of effective compliance policies and procedures. Monitor trading activities and conduct regular compliance reviews and risk assessments to identify and mitigate potential risks. Serve as the primary/secondary contact with the SFC and handle all regulatory filings, reporting, and communications. Keep abreast of regulatory developments and advise the company on compliance matters. Job Requirements: Current SFC Type 4 and 9 both unconditional RO status or eligibility to act as an RO for Type 4 and 9 regulated activities. At least 5 years of relevant experience in the financial services industry, with a strong understanding of SFC regulations and guidelines. Strong leadership and communication skills, with the ability to work effectively with all levels of the organization. Detail-oriented and highly analytical, with a proactive approach to problem-solving. A degree in Finance, Law, Business Administration, or related fields. Fluency in English and Cantonese or Mandarin is essential. Your application will include the following questions: How would you rate your Cantonese language skills? Which of the following statements best describes your right to work in Hong Kong? What's your expected monthly basic salary? How many years' experience do you have as a Responsible Officer? How many years' experience do you have in the financial services industry? How many years of asset management experience do you have? Which of the following languages are you fluent in? #J-18808-Ljbffr
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Part-Time Responsible Officer
1 week ago
WorkFromHome, Hong Kong SAR China ACCA Careers Full timeOverview Join to apply for the Part‑Time Responsible Officer (RO) role at ACCA Careers . My client is a reputable and well‑established financial services firm with a solid track record and a comprehensive SFC license. They provide a stable and supportive environment for professionals to thrive. Position Details Responsible Officer (RO) SFC Licensed...
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Part-Time Responsible Officer
6 days ago
WorkFromHome, Hong Kong SAR China Robert Half Hong Kong Limited Full timeMy client is a reputable and well-established financial services firm with a solid track record and a comprehensive SFC license. Their firm is built on a foundation of integrity, professionalism, and a commitment to excellence. They provide a stable and supportive environment for our professionals to thrive. Position: Responsible Officer (RO)SFC Licensed...
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WorkFromHome, Hong Kong SAR China ACCA Careers Full timeA financial services firm in Hong Kong is seeking a Part-Time Responsible Officer (RO) to ensure compliance with SFC regulations and supervise regulated activities. This role offers a competitive salary ranging from HK$30,000 to HK$60,000 per month with additional benefits. Candidates must hold SFC licenses for Type 1, 4, and 9 and possess strong leadership...
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WorkFromHome, Hong Kong SAR China Projob21.com Ltd. Full timeResponsible Officer, Global Private Credits Investment Manager Responsible Officer and MIC for APAC Hub Global Private Credit/Debt Investment Manager Promising and Rewarding Career Our Client Exciting Responsible Officer opportunity to be part of the founding senior management team in HK/APAC hub of a reputable European Private Credit Investment Manager,...
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Senior Responsible Officer
6 days ago
WorkFromHome, Hong Kong SAR China Robert Half Hong Kong Limited Full timeA reputable financial services firm in Hong Kong is seeking a Responsible Officer to oversee SFC licensed activities. The role includes ensuring compliance with all SFC regulations and managing the company's compliance policies. Ideal candidates will be current or former SFC Responsible Officers with in-depth regulatory knowledge and strong leadership...
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WorkFromHome, Hong Kong SAR China Projob21.com Ltd. Full timeExecutive Assistant/Office Administration, Regional Office Global Management Consultancy Group EA/Office Administration for Regional Office Hybrid Mode and Multi-Cultural Environment Our Client One of the most renowned Global Management Consultancy Group operating over 40 countries and offering comprehensive AI, Corporate Strategy, Transformation, ESG and...
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Office Administrator
6 days ago
WorkFromHome, Hong Kong SAR China Delken Group Limited Full timeOur clientis aregulated web 3.0 enterprise software provider and blockchaineducator. They are currently seeking for an Office Administrator to join their team. Office Administrator Responsibilities: Provide full spectrum of office administrative supports including office supplies management, supervising the general operation of the office, managing workplace...
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Ticketing Operation officer/Senior officer
6 days ago
WorkFromHome, Hong Kong SAR China Total Ticketing Limited Full timeTicketing Operation officer/Senior officer Add expected salary to your profile for insights Total Ticketing Limited is Hong Kong’s leading digital ticketing company selling tickets for a wide range of events across Asia through our in-house developed Enterprise Ticketing System (ETS) on We also provide our ETS solution to companies and organisations across...
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Ticketing Operation officer/Senior officer
6 days ago
WorkFromHome, Hong Kong SAR China Total Ticketing Limited Full timeTicketing Operation officer/Senior officer Total Ticketing Limited is Hong Kong’s leading digital ticketing company selling tickets for a wide range of events across Asia through our in‑house developed Enterprise Ticketing System (ETS) on We also provide our ETS solution to companies and organisations across the globe who produce, promote, and run events...
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Officer/Senior Officer, Policy Administration
2 weeks ago
WorkFromHome, Hong Kong SAR China Manulife Full timeOfficer/Senior Officer, Policy Administration Policy Administration Officer/Senior Officer is responsible for delivering high-quality policy servicing support related to various policy changes for Individual Financial Products. This role also contributes to service enhancement initiatives and projects that drive sales campaigns and advance digitalization...