Part-Time Responsible Officer

1 week ago


WorkFromHome, Hong Kong SAR China ACCA Careers Full time

Overview Join to apply for the Part‑Time Responsible Officer (RO) role at ACCA Careers . My client is a reputable and well‑established financial services firm with a solid track record and a comprehensive SFC license. They provide a stable and supportive environment for professionals to thrive. Position Details Responsible Officer (RO) SFC Licensed Activities: Type 1 (Dealing in Securities), Type 4 (Advising on Securities), Type 9 (Asset Management) Work Pattern: Primarily Remote, with only a few days per week in the office Package: HK$30,000 – HK$60,000 per month + 12 months’ salary + performance bonus (negotiable) Company: Well‑Established SFC‑Licensed Corporation Responsibilities Act as the SFC Responsible Officer for Licensed Corporations, specifically for Type 1, 4, and 9 regulated activities. Ensure full compliance with all SFC regulations, guidelines, and the Code of Conduct. Supervise and monitor the conduct of the firm’s regulated activities to ensure they are carried out in a fit and proper manner. Manage and review the company’s compliance manuals, policies, and procedures. Act as a key point of contact for the SFC and handle all regulatory communications and reporting. Provide guidance and training to other licensed representatives within the firm. Qualifications Must be a current SFC Responsible Officer, or have been one within the recent past, with a clear track record. Holds, or is immediately able to be approved for, SFC licenses for Type 1, 4, and 9. In‑depth knowledge of the Securities and Futures Ordinance (SFO) and all relevant SFC regulations. Strong leadership, analytical, and problem‑solving skills. A proactive, responsible, and self‑motivated individual who can work effectively with minimal supervision. Good command in Chinese and English. Benefits A highly competitive monthly salary of HK$30,000 – HK$60,000. A guaranteed 12‑month salary package. A premium work‑life balance with a requirement of only one day in the office per week. The opportunity to work with a stable, well‑established, and respected firm. A supportive and professional working environment. Application Apply online (Word attachment only) by clicking ‘Apply’. Only shortlisted candidates will be contacted. Seniority Level Mid‑Senior level Employment Type Full‑time Job Function Other Industries Accounting #J-18808-Ljbffr



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