Part-Time Responsible Officer

6 days ago

WorkFromHome, Hong Kong SAR China Robert Half Hong Kong Limited Full time

My client is a reputable and well-established financial services firm with a solid track record and a comprehensive SFC license. Their firm is built on a foundation of integrity, professionalism, and a commitment to excellence. They provide a stable and supportive environment for our professionals to thrive. Position: Responsible Officer (RO)SFC Licensed Activities: Type 1 (Dealing in Securities), Type 4 (Advising on Securities), Type 9 (Asset Management)Work Pattern: Primarily Remote, with only few days per week in the office Package: HK$30,000 - $60,000 per month + 12 Months' Salary + Performance Bonus (Negotiable)Company: A Well-Established SFC-Licensed Corporation The Role Act as the SFC Responsible Officer for Licensed Corporations, specifically for Type 1, 4, and 9 regulated activities. Ensure full compliance with all SFC regulations, guidelines, and the Code of Conduct. Supervise and monitor the conduct of the firm's regulated activities to ensure they are carried out in a fit and proper manner. Manage and review the company's compliance manuals, policies, and procedures. Act as a key point of contact for the SFC and handle all regulatory communications and reporting. Provide guidance and training to other licensed representatives within the firm. Your Profile Must be a current SFC Responsible Officer, or have been one within the recent past, with a clear track record. Holds, or is immediately able to be approved for, SFC licenses for Type 1, 4, and 9 In-depth knowledge of the Securities and Futures Ordinance (SFO) and all relevant SFC regulations. Strong leadership, analytical, and problem-solving skills. A proactive, responsible, and self-motivated individual who can work effectively with minimal supervision. Good command in Chinese and English What We Offer A highly competitive monthly salary of HK$30,000 - $60,000 . A guaranteed 12-month salary package . A premium work-life balance with a requirement of only one day in the office per week . The opportunity to work with a stable, well-established, and respected firm. A supportive and professional working environment. Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference No. By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time. #J-18808-Ljbffr

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