Compliance auditor, Senior Manager

SGS Société Générale de Surveillance SA is looking for a highly experienced Senior Compliance Auditor to join its team.The ideal candidate will have extensive relevant work experience in the financial services industry, internal audit/control testing, and compliance backgrounds.The successful applicant will be responsible for supervising and delivering...

Job OverviewWe are a leading organization in Hong Kong's external trade promotion, seeking a talented Internal Auditor to join our team. As an Internal Auditor, you will be responsible for ensuring the integrity and effectiveness of our business controls, systems, and processes.Main ResponsibilitiesConduct detailed and systematic reviews of business...

Junior Auditor/Semi-senior Auditor (5 days)6 days ago Be among the first 25 applicantsDirect message the job poster from Latitude CPA LimitedCompany DescriptionWelcome to Latitude CPA Limited Our firm is registered under Cap. 50 PROFESSIONAL ACCOUNTANTS ORDINANCE and located at the prime area of Tsim Sha Tsui. We provide a one-stop business solution for all...

Overview: Are you ready to take your auditing career to new heights? We are excited to assist our corporate banking client in finding a skilled Senior Internal Auditor to join their team. This role is crucial for ensuring compliance and enhancing the bank's internal control environment while focusing on anti-money laundering (AML) practices.Key...

At SharkNinja, we are committed to upholding our zero-tolerance policy for corruption and conflicts of interest in our supply chain. As an Internal Auditor, you will play a key role in driving this commitment forward.This exciting opportunity will see you partnering with our operations, engineering, quality, and compliance teams to ensure that our supply...

Company Overview:Larson Maddox is a reputable financial institution committed to excellence in regulatory compliance.About the Role:We are seeking a seasoned Senior AML Compliance Specialist to oversee our financial crime compliance activities, focusing on anti-money laundering (AML) and sanctions compliance, including OFAC regulations.This role requires an...

About KPMGWe are committed to being an equal opportunity employer, with zero tolerance for any form of discrimination against any persons.Job DescriptionAuditors play a vital role in ensuring the accuracy and reliability of financial statements. As an Auditor at KPMG, you will be responsible for managing audit engagements, including planning, administration,...

Work Environment:The Bank of China offers a dynamic and challenging work environment that fosters innovation and teamwork. Our employees enjoy a range of benefits, including competitive salaries, medical and dental insurance, retirement plans, and paid time off.About the Job:This is an exciting opportunity to join the Bank of China's Legal & Compliance and...

At Osome, we're revolutionizing the way businesses approach finance. Our innovative solution combines software with human expertise to provide real-time services, empowering entrepreneurs to focus on what matters most – growing their business.This is an exciting opportunity to join a goal-driven startup with big ambitions. As a senior financial auditor...

Job Description: We are seeking a diligent and proactive Compliance talent to join our bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business advisory. Key...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

Overview:Futu Securities International (Hong Kong) Limited is a leading financial services provider, and we are seeking an experienced Compliance Manager to join our team.Responsibilities:Licensing and Compliance: Assist in supervising licensing-related works and providing expert advice on licensing issues to ensure compliance with relevant...

At Larson Maddox, we are seeking a Compliance Risk Management Specialist to join our team. This role is responsible for ensuring the bank's operations comply with regulatory requirements and internal policies.Key Responsibilities:Develop and Implement Compliance Policies: Assist in the development of compliance policies and procedures that align with...

Responsibilities :Assist to supervise licensing related works and offer advice on licensing issues Provide compliance advice to the different business units in relation to securities brokerage and wealth management business Review and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...

At Moody's Investors Service, we seek a seasoned professional to lead our APAC Compliance efforts. This role requires a compliance expert with extensive experience in interacting with global regulators and supporting diverse internal client groups.The ideal candidate will have more than 20 years of experience in one of the following fields:Compliance...

At Larson Maddox, we are seeking a dedicated Compliance Officer to oversee our general compliance activities. The ideal candidate will have a solid understanding of compliance regulations and be familiar with the code of conduct.Key Responsibilities:Develop, implement, and maintain compliance policies and procedures that align with regulatory...

AVP/ Associate Director, AML Compliance – Equities/ Securities Team Lead, Trade Surveillance & AML Monitoring Location: Hong Kong Main Duties and Responsibilities: Covering and manging the team for  AML/CTF, Trade Surveillance/ Monitoring  and FATCA/CRS Provide AML/CTF guidance and advisory to the senior management and to business and support units....

Job DescriptionThe Legal & Compliance Officer will report directly to the Legal & Compliance Manager and Head of Legal & Compliance. The primary responsibilities include providing compliance advice and solutions to management and departments, developing and reviewing various business contracts and agreements, and formulating and reviewing internal policies...

Location(s): One Pacific Place, Floor 24, 88 Queensway, Admiralty Hong Kong, HK Line Of Business: Compliance(COMPLIANCE) Job Category:Corporate Services Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by striving to create an inclusive environment where everyone...

ResponsibilitiesManage a team of compliance professionals to manage the Bank's AML & Compliance function and act as s72B manager of the AML & Compliance function Liaise with regulators (HKMA) and file regulatory reports and other required documentation Provide advisory services to the senior management and business units on AML & Compliance related issues...