Asset Management Compliance Specialist — Mandarin

A global asset management firm is seeking an experienced Compliance Specialist to focus on Marketing and Distribution Compliance. This role is ideal for mid-senior level professionals with at least 7 years of asset management compliance experience and proficient Mandarin skills. Join a high-performing team in a dynamic global platform based in Hong Kong. The...

Legal Compliance Specialist - ICBC Asset Management (Global) ICBC Asset Management (Global) Company Limited Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters;...

Job Details: Ashford Benjamin is partnering with a global asset management firm on an exciting Compliance Specialist opportunity with a focus on Marketing and Distribution Compliance. This is a great role for mid-senior level professionals with asset management compliance experience, minimally 7 years of experience and proficient Mandarin skills, to join a...

A leading investment firm in Hong Kong is searching for a Legal Compliance Specialist. This role involves managing compliance work, providing advice on AML and regulatory issues, and conducting audits and reviews. The ideal candidate should have a bachelor’s degree in relevant fields, at least 3 years of compliance experience, and strong English and...

A leading asset management firm in Hong Kong is seeking an Assistant Operations Manager / Operations Officer. The role involves trade matching, account management, and compliance with regulatory requirements. Candidates should have a bachelor’s degree and at least two years of relevant experience in asset management operations. Proficiency in both English...

An asset management firm in Hong Kong is seeking a Compliance Manager or Assistant Compliance Manager to join their team. The role involves developing and maintaining compliance programs, advising on statutory compliance, and conducting risk assessments. Candidates should possess a bachelor’s degree in finance, accounting, or law, with at least three years...

A reputable asset management firm in Hong Kong is looking for a Compliance Specialist to join their team. This role involves providing compliance advisory to fund businesses, managing compliance matters, and ensuring adherence to SFC regulations, particularly type 1, 4, and 9. The successful candidate should have at least 3 years of experience in compliance...

Client Service Specialist - Jupiter Asset Management Ltd Jupiter is one of the UK's leading investment management companies with around 500 employees and £47.1 billion worth of assets under management (as at 30th June 2025). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs...

Compliance Specialist - Global Investment Management Firm Ashford Benjamin is partnering with a global asset management firm on an exciting Compliance Specialist opportunity with a focus on Marketing and Distribution Compliance. This is a great role for mid‑senior level professionals with asset management compliance experience, minimally 7 years of...

Compliance Manager / Assistant Compliance Manager We are a Hong Kong based asset management company wholly owned by a top‑tier asset management firm in China and looking for highly motivated professionals to join our compliance team. Responsibilities Develop, implement, and maintain compliance program in accordance with regulatory requirements and internal...