Compliance Specialist

A leading compliance firm is seeking a detail-oriented Compliance Specialist in Hong Kong to support the merchant onboarding process. The role involves conducting thorough compliance checks, verifying documentation, and ensuring adherence to regulatory policies. Ideal candidates will have 2-3 years of experience in compliance or KYC/AML processes, strong...

Job Details: Ashford Benjamin is partnering with a global asset management firm on an exciting Compliance Specialist opportunity with a focus on Marketing and Distribution Compliance. This is a great role for mid-senior level professionals with asset management compliance experience, minimally 7 years of experience and proficient Mandarin skills, to join a...

A leading financial services company in Hong Kong is seeking a compliance specialist to design and maintain the internal financial crime compliance framework. The role involves conducting KYC and Enhanced Due Diligence assessments, particularly for high-risk clients, and assessing financial products from an AML perspective. The ideal candidate holds a...

A financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework and monitor trading activities. The ideal candidate has a bachelor's degree in Finance or a related field, with 5–8 years of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the...

A global recruitment firm is seeking a Compliance Specialist with a focus on Marketing and Distribution Compliance. This opportunity is ideal for mid-senior level professionals who possess at least 7 years of experience in asset management compliance and are proficient in Mandarin. Join a high-performing team within a global platform and make impactful...

Product Compliance Specialist (Childrenswear) Apply for the Product Compliance Specialist (Childrenswear) role at ConnectedGroup . Overview A leading North American retailer specializing in apparel for babies and young children is seeking a Product Safety & Testing Specialist. This role offers meaningful work, continuous learning, and a collaborative...

We are looking for a detail-oriented Compliance Specialist to support the merchant onboarding process by conducting thorough compliance checks. In this role, you will review merchant applications, verify documentation, and ensure adherence to regulatory and internal policies—helping new merchants join our platform quickly and compliantly. Key...

A reputable asset management firm in Hong Kong is looking for a Compliance Specialist to join their team. This role involves providing compliance advisory to fund businesses, managing compliance matters, and ensuring adherence to SFC regulations, particularly type 1, 4, and 9. The successful candidate should have at least 3 years of experience in compliance...

Compliance Specialist Senior Capital Group is seeking an experienced Compliance Specialist Senior to support distribution, sales and marketing compliance across the APACxJ region. Primary Responsibilities / Essential Functions Distribution, sales and marketing (“DSM”) compliance: review and approve marketing materials in APACxJ; contribute APACxJ input...

Product Compliance Specialist (childrenswear) A leading North American retailer specializing in apparel for babies and young children is seeking a Product Safety & Testing Specialist. This role offers meaningful work, continuous learning, and a collaborative environment guided by values of inclusion and innovation. Typical Day Manage product risk assessment...