Compliance Specialist – Asset Management

Legal Compliance Specialist - ICBC Asset Management (Global) ICBC Asset Management (Global) Company Limited Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters;...

A leading investment firm in Hong Kong is searching for a Legal Compliance Specialist. This role involves managing compliance work, providing advice on AML and regulatory issues, and conducting audits and reviews. The ideal candidate should have a bachelor’s degree in relevant fields, at least 3 years of compliance experience, and strong English and...

A leading asset management firm in Hong Kong is seeking an Assistant Operations Manager / Operations Officer. The role involves trade matching, account management, and compliance with regulatory requirements. Candidates should have a bachelor’s degree and at least two years of relevant experience in asset management operations. Proficiency in both English...

A global recruitment firm is seeking a Compliance Specialist with a focus on Marketing and Distribution Compliance. This opportunity is ideal for mid-senior level professionals who possess at least 7 years of experience in asset management compliance and are proficient in Mandarin. Join a high-performing team within a global platform and make impactful...

Client Service Specialist - Jupiter Asset Management Ltd Jupiter is one of the UK's leading investment management companies with around 500 employees and £47.1 billion worth of assets under management (as at 30th June 2025). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs...

A reputable asset management firm in Hong Kong is looking for a Compliance Specialist to join their team. This role involves providing compliance advisory to fund businesses, managing compliance matters, and ensuring adherence to SFC regulations, particularly type 1, 4, and 9. The successful candidate should have at least 3 years of experience in compliance...

A global asset management firm is seeking an experienced Compliance Specialist to focus on Marketing and Distribution Compliance. This role is ideal for mid-senior level professionals with at least 7 years of asset management compliance experience and proficient Mandarin skills. Join a high-performing team in a dynamic global platform based in Hong Kong. The...

An asset management firm in Hong Kong is seeking a Compliance Manager or Assistant Compliance Manager to join their team. The role involves developing and maintaining compliance programs, advising on statutory compliance, and conducting risk assessments. Candidates should possess a bachelor’s degree in finance, accounting, or law, with at least three years...

A financial services firm in Hong Kong is seeking an experienced Accountant to manage daily financial tasks, prepare financial statements, and handle investments. The role requires a Bachelor's degree in Accounting and 3-5 years of relevant experience, preferably with an understanding of primary market assets. Proficiency in financial software and Excel is...

Senior Legal and Compliance Manager - ICBC Asset Management (Global) ICBC Asset Management (Global) Company Limited is the subsidiary of ICBC (Asia), a leading investment firm in Asia and worldwide. Incorporated in Hong Kong and licensed to carry out regulated activities under the Securities and Futures Ordinance, we offer a dynamic environment for...