Global Compliance

Compliance Manager (AML & Regulatory Compliance) Job Description : Compliance Associate (AML & Regulatory Compliance) About Us At Auros, we’re dedicated to advancing the cryptocurrency ecosystem through unparalleled liquidity and market-making services. We’re one of the largest participants in the market, trading across 10+ global locations, facilitating...

Legal Compliance Specialist - ICBC Asset Management (Global) ICBC Asset Management (Global) Company Limited Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters;...

Senior Legal and Compliance Manager - ICBC Asset Management (Global) ICBC Asset Management (Global) Company Limited is the subsidiary of ICBC (Asia), a leading investment firm in Asia and worldwide. Incorporated in Hong Kong and licensed to carry out regulated activities under the Securities and Futures Ordinance, we offer a dynamic environment for...

A leading global recruitment firm in Hong Kong is looking for a Compliance Officer to strengthen compliance frameworks and handle SFC licensing matters. The ideal candidate should have a degree in Law, Accounting, or Finance, with at least two years of compliance experience, preferably in asset management. Excellent communication skills in English and...

Legal and Compliance Manager (Compliance-oriented) Responsible for independently managing and providing compliance advice on AML and related assignments and issues, including institutional risk assessments, CDD requirements, STR, selling process, etc., from both Hong Kong and Cayman Island perspectives. Provide product compliance support for funds and...

We are instructed on multiple Global Markets Compliance Advisory/ Regulatory Compliance roles with a global investment bank in Hong Kong. This is an exciting opportunity for candidates with strong regulatory compliance/ markets compliance advisory backgrounds to join an international platform for their career development. This role is responsible for...

An investment firm in Hong Kong seeks a Senior Legal and Compliance Manager to lead the compliance department. The ideal candidate will have over 10 years of experience in the financial industry, with a deep understanding of compliance and AML regulations. Responsibilities include managing licensing, advising internal stakeholders, and conducting internal...

A global technology firm is looking for a Senior Manager of Global Export Compliance in Hong Kong. This role involves leading the development and management of the export compliance program, working closely with other team members to ensure a culture of compliance. Candidates should have at least 8 years of experience in global export compliance, extensive...

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Deputy Head of Legal and Compliance / Senior Legal and Compliance Manager Add expected salary to your profile for insights Strong capability to lead the department and manage the team independently; Able to advise and communicate with internal stakeholders and external parties e.g. external lawyers; Able to independently manage and handle general compliance...