Senior Asset Management Compliance Lead

A leading asset management firm in Sheung Wan, Hong Kong, is seeking a Responsible Officer to oversee regulatory compliance and technology operations. The ideal candidate will have at least 10 years of experience in asset management, with a strong background in IT governance and a proven fundraising track record. Fluency in English and Chinese is required....

A leading tech company in Hong Kong seeks a Senior Platform Engineer/Squad Lead to build and maintain a modern cloud-native data platform. Applicants should have over 12 years of experience in IT, focusing on database and messaging system management, with proficiency in AWS services, Kafka, and data governance. This role requires a bachelor's degree and...

Responsibilities: Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance...

Responsibilities Handle corporate and individual SFC licensing applications Arrange compliance trainings and keep track of training records Review client due diligence (KYC) documents submitted by sales on new and existing clients Review sales and marketing> Facilitate sales to conduct counter‑party/client due diligence on ChinaAMC Monitor personal account...

An asset management firm in Hong Kong is seeking a Compliance Manager or Assistant Compliance Manager to join their team. The role involves developing and maintaining compliance programs, advising on statutory compliance, and conducting risk assessments. Candidates should possess a bachelor’s degree in finance, accounting, or law, with at least three years...

Deputy Head of Legal and Compliance / Senior Legal and Compliance Manager Add expected salary to your profile for insights Strong capability to lead the department and manage the team independently; Able to advise and communicate with internal stakeholders and external parties e.g. external lawyers; Able to independently manage and handle general compliance...

A leading global asset manager is seeking a proactive Compliance Officer to join their Asia-Pacific team in Hong Kong. In this mid-senior level role, you will oversee daily compliance activities, provide advisory support on regional regulations, and ensure compliance in marketing communications. Strong skills in English and Mandarin are essential, alongside...

Compliance Manager / Assistant Compliance Manager We are a Hong Kong based asset management company wholly owned by a top‑tier asset management firm in China and looking for highly motivated professionals to join our compliance team. Responsibilities Develop, implement, and maintain compliance program in accordance with regulatory requirements and internal...

Responsibilities: Strong capability to lead the department and manage the team independently; Able to advise and communicate with internal stakeholders and external parties e.g. external lawyers; Able to independently manage and handle general compliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC,...

A leading asset management firm in Hong Kong is seeking an Assistant Operations Manager / Operations Officer. The role involves trade matching, account management, and compliance with regulatory requirements. Candidates should have a bachelor’s degree and at least two years of relevant experience in asset management operations. Proficiency in both English...