Deputy Head of Legal and Compliance

Deputy Head of Legal and Compliance / Senior Legal and Compliance Manager Add expected salary to your profile for insights Strong capability to lead the department and manage the team independently; Able to advise and communicate with internal stakeholders and external parties e.g. external lawyers; Able to independently manage and handle general compliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance related assignment and issues, e.g. handle institutional risk assessments, CDD requirements, STR, selling process etc.; Able to independently manage internal audits of the company's operations, processes, and controls to review and evaluate the effectiveness of internal control systems, risk management practices, and governance processes and to identify control weaknesses and recommend improvements; Able to take lead on keeping the firm abreast of regulatory development and conduct gap analysis if necessary; Able to draft and review internal policies and to provide day to day advisory support regarding adherence on the same; Able to handle FATCA and CRS reporting and advise on relevant issues; Provide support on preparing various management reports; Handle such other tasks as assigned from time to time. Requirements: At least Bachelor's Degree in Laws Business Administration (Candidate from other disciplines such as Accounting, Finance, Risk Management may be considered if strong practical experience is possessed); With at least 10 years of working experience in financial industry; Good knowledge of compliance, AML and local regulations; With knowledge and practical experience on company secretarial matters such as Hong Kong and offshore companies; With knowledge and practical experience on FATCA/CRS reporting experience; Qualification as a Hong Kong lawyer is a strong advantage; Good report writing in particular in Chinese, analytical and interpersonal skills; Responsible, proactive, detailed-mind, good self-disciplined and well-organized with good communication skills; Able to work under pressure and a good team player; Please click 'Apply Now' to submit your application with CV attached stating both the existing and expected salary . Personal data collected will be used for recruitment purposes only. Unlock job insights Salary match Number of applicants Skills match Your application will include the following questions: Which of the following statements best describes your right to work in Hong Kong? What's your expected monthly basic salary? ICBC Asset Management (Global) Company Limited is the subsidiary of ICBC (Asia), a leading investment firm across the world. Our dedicated Investment team has achieved outstanding track records with superb performances which has years of reputable investment experience. Being the product, sales, research and risk center, our extensive investment experience and a global mindset enable the team to identify subtle market trends and intricate investment opportunities in today's fast moving financial markets. Moreover, as an investment house based in Asia, our local expertise in the region gives us an added edge in providing professional services to our institutional and retail clients. Backed by the biggest bank in the world in terms of market capitalization, ICBC Asset Management (Global) has enormous financial resources and full commitment from our banking giant. This special relationship also provides us an access to gain special insight into China economy and various competitive sectors as well as their latest development. We become the expert in introducing global clients for “China Story” “China Opportunity” and providing “China Solution”. Incorporated as an asset management company in Hong Kong, ICBC Asset Management (Global) Company Limited is licensed under Securities and Futures Ordinance to carry out Type 4 (Advising on Securities), Type 5 (Advising on Futures Contracts) and Type 9 (Asset Management) regulated activities. We are inviting high caliber talents to develop and take part in the growth of our business: #J-18808-Ljbffr