Head of Legal&Compliance
4 days ago
Legal & Compliance Leadership Develop and own the long‑term legal and compliance strategy, ensuring it is fully aligned with and supportive of the company’s business objectives. Serve as a key strategic partner to the CEO and other C‑level executives, providing authoritative counsel on all major business decisions, risks, and opportunities. Provide regular and comprehensive reporting to the Board of Directors and CEO on the status of the legal and compliance framework, significant risks, and mitigation efforts. Establish and maintain robust corporate governance structures and processes. Provide end‑to‑end legal leadership on all corporate matters, including corporate structure, financing rounds, M&A, commercial contracts, intellectual property, employment law, and litigation. Oversee the drafting, review, and negotiation of all critical and complex commercial agreements. Proactively identify, assess, and mitigate the company’s legal and regulatory risks, developing forward‑looking strategies. Provide end‑to‑end legal and compliance support for new product launches, business initiatives, and market expansion. Build, mentor, and lead a high‑performing, agile, and motivated Legal & Compliance team. Foster a culture of integrity and “compliance by design” throughout the entire organization. Ensure ongoing and effective legal and compliance training is delivered to all employees. Compliance & Risk Management Framework Build, oversee, and continuously enhance a world‑class, comprehensive compliance management system across all jurisdictions of operation, including AML/CFT, sanctions, cyber security, data privacy, consumer protection, and market conduct. Act as the primary point of contact and relationship manager for all regulatory bodies (e.g., HK SFC, MAS, VARA). Lead all licensing applications, regulatory filings, communications, inquiries, and examinations. Ensure the company obtains and maintains all necessary licenses and approvals to operate globally. Lead the response to critical compliance incidents and crisis management scenarios. Requirements Bachelor’s degree in Law from a renowned institution. A Master’s degree or higher is a plus. Holds a legal professional qualification (e.g., Bar Admission, Practicing Certificate) in a recognized jurisdiction. Minimum of 10 years of post‑qualification experience, with at least 5 years in a senior leadership role (e.g., Director, Head of) within the legal/compliance function of a financial institution (e.g., investment bank, payment firm) or a leading technology company. Must have at least 3 years of direct experience as the primary legal or compliance lead for a licensed Virtual Asset Trading Platform/VASP, with a proven track record of successful licensing applications and direct regulatory engagement. Deep, practical understanding of the virtual asset regulatory landscape, with expert knowledge of FATF Recommendations and the VASP regulatory regimes in at least two major jurisdictions (e.g., Hong Kong, Singapore, EU, US). Exceptional strategic thinking, leadership, decision‑making, and influencing skills. Ability to navigate complex and high‑pressure situations. Outstanding communication, negotiation, and presentation skills in English, with the ability to represent the company authoritatively with regulators, partners, and investors. Your application will include the following questions: Which of the following statements best describes your right to work in Hong Kong? What’s your expected monthly basic salary? How many years’ experience do you have as a Head of Legal and Compliance? Are you willing to undergo a pre‑employment background check? Which of the following languages are you fluent in? Central, Central and Western District, HK Oriental Power Holdings Limited #J-18808-Ljbffr
-
Head of Legal and Compliance
2 weeks ago
hong kong, Hong Kong SAR China LIM Advisors Full timeGet AI-powered advice on this job and more exclusive features. LIM Advisors Limited is a leading alternative investment manager based in Hong Kong, licensed by the Hong Kong Securities and Futures Commission (SFC) to carry on Type 9 (Asset Management) business. The LIM Group also has an investment research office in Tokyo. Founded in 1995 by George Long, our...
-
Legal Counsel
2 days ago
Hong Kong Island, Hong Kong SAR China Legal Full timeProvide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...
-
Head of Legal&Compliance
4 days ago
Hong Kong Island, Hong Kong SAR China High Block Limited Full timeResponsibilities Develop and own the long-term legal and compliance strategy, ensuring it is fully aligned with and supportive of the company's business objectives. Serve as a key strategic partner to the CEO and other C-level executives, providing authoritative counsel on all major business decisions, risks, and opportunities. Provide regular and...
-
Head of Legal
50 minutes ago
hong kong, Hong Kong SAR China Links International Full timeA leading asset management firm in Hong Kong is seeking a Head Of Legal & Compliance to provide legal support and ensure compliance across the organization. With 12-15 years of relevant experience, the ideal candidate will coordinate corporate projects, formulate policies, and conduct compliance training. Strong knowledge of SFC laws and excellent command of...
-
hong kong, Hong Kong SAR China BOCI Full timeVP, Head of Surveillance and Trading Compliance, Legal and Compliance Join to apply for the VP, Head of Surveillance and Trading Compliance, Legal and Compliance role at BOCI 1 day ago Be among the first 25 applicants Perform advisory and monitoring tasks together with leading the team within the Surveillance and Trading Compliance function, as 2nd line of...
-
Head of Legal
4 days ago
Hong Kong Island, Hong Kong SAR China Manduarh Consultancy Limited Full timeOur client is a multi-cultural investment bank with branches and businesses stretching around the globe. Their major activities in Hong Kong involving SFC RA 1, 2, 4 & 6. The role: Report to CEO and supervise a team to effective the daily operation Oversee all legal and compliance related matters as well as provide professional regulatory advice to all BUs...
-
Head of Anti-Scam, Legal
2 days ago
Hong Kong Island, Hong Kong SAR China 300005 Chief Executive's Office_00002555 Full timeA leading financial institution in Hong Kong is seeking a VP (Team Head) for their Anti-Scam, Legal, Compliance & Secretariat team. The ideal candidate will have over 5 years of experience in fraud investigation, strong leadership skills, and the ability to work under pressure in a fast-paced environment. Responsibilities include leading the team, analyzing...
-
Head of Legal and Compliance
4 days ago
Hong Kong Island, Hong Kong SAR China China Pacific Life Insurance (H.K.) Company Limited Full timeSenior Compliance Manager, Legal and Compliance Department Bank of Dongguan Co., Ltd. – Hong Kong Branch Location: Sheung Wan, Central and Western District, HK Responsibilities Serve as a member of the Operating Committee, providing strategic advice and actionable solutions on compliance and regulatory matters for new business and operational initiatives....
-
Deputy Head/Senior Manager, Legal
2 days ago
Hong Kong Island, Hong Kong SAR China Going International Innovative Technology (HongKong) Company Limited Full timeDeputy Head/Senior Manager, Legal & Compliance Independently responsible for legal, internal control, and compliance for the Hong Kong companies, including formulating and updating internal policies & procedures and compliance guidelines, conducting compliance reviews and internal control assessments, and organizing compliance training for promoting lawful...
-
Senior/ Legal
4 days ago
hong kong, Hong Kong SAR China Sony Corporation of Hong Kong Limited Full timeResponsibilities Assist the Head of Legal & Compliance in providing professional legal services, compliance and data privacy. Prepare contracts including confidentiality agreements, non-disclosure agreements, commission agreements and other legal documents. Provide advice and support to all business units on compliance enquiries, rules and regulations for...